0001761353-22-000004.txt : 20220316 0001761353-22-000004.hdr.sgml : 20220316 20220316164737 ACCESSION NUMBER: 0001761353-22-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220313 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harding Heather CENTRAL INDEX KEY: 0001761353 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35370 FILM NUMBER: 22745476 MAIL ADDRESS: STREET 1: LUXFER HOLDINGS PLC STREET 2: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC CENTRAL INDEX KEY: 0001096056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN BUSINESS PHONE: 44161300-0600 MAIL ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN 4/A 1 wf-form4a_164746364020493.xml FORM 4/A X0306 4/A 2022-03-13 2022-03-15 1 0001096056 LUXFER HOLDINGS PLC LXFR 0001761353 Harding Heather LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER X0 M27 8LN UNITED KINGDOM 0 0 0 1 Former CFO; See Remarks Ordinary Shares 2022-03-13 4 M 0 2476 A 50181 D Ordinary Shares 2022-03-13 4 F 0 1146 19.51 D 49035 D Ordinary Shares 2022-03-14 4 M 0 1527 A 50562 D Ordinary Shares 2022-03-14 4 F 0 707 19.51 D 49855 D Ordinary Shares 2022-03-14 4 M 0 1260 A 51115 D Ordinary Shares 2022-03-14 4 F 0 583 19.51 D 50532 D Restricted Stock Units 2022-03-13 4 M 0 2476 D Ordinary Shares 2476.0 4660 D Restricted Stock Units 2022-03-14 4 M 0 1527 D Ordinary Shares 1527.0 1400 D Restricted Stock Units 2022-03-14 4 M 0 1260 D Ordinary Shares 1260.0 1260 D Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. The original Form 4, filed on March 15, 2022, stated that 1,231 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 1,146 Ordinary Shares were withheld. The original Form 4, filed on March 15, 2022, stated that 760 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 707 Ordinary Shares were withheld. The original Form 4, filed on March 15, 2022, stated that 627 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 583 Ordinary Shares were withheld. The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse. The Reporting Person retired from the Issuer, effective March 1, 2022, and is no longer serving as the Issuer's Chief Financial Officer. This Form 4 is being filed as a voluntary exit Form 4, indicating that the Reporting Person no longer constitutes an "officer" within the meaning of Rule 16a-1 and, therefore, is no longer subject to Section 16 reporting unless otherwise required by the Securities Exchange Act of 1934, as amended. The original Form 4, filed on March 15, 2022, is being amended by this Form 4/A solely to correct an administrative error, which misstated the number of Ordinary Shares withheld for payment of conversion price and tax liability with respect to three transactions. See Footnotes 2-4. As a result of this administrative error, the number of Ordinary Shares beneficially owned by the Reporting Person following the corrected transactions increased by 182 Ordinary Shares. /s/ Megan E. Glise under Power of Attorney for Heather Harding 2022-03-16