0001761353-22-000004.txt : 20220316
0001761353-22-000004.hdr.sgml : 20220316
20220316164737
ACCESSION NUMBER: 0001761353-22-000004
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220313
FILED AS OF DATE: 20220316
DATE AS OF CHANGE: 20220316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harding Heather
CENTRAL INDEX KEY: 0001761353
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35370
FILM NUMBER: 22745476
MAIL ADDRESS:
STREET 1: LUXFER HOLDINGS PLC
STREET 2: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC
CENTRAL INDEX KEY: 0001096056
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
BUSINESS PHONE: 44161300-0600
MAIL ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
4/A
1
wf-form4a_164746364020493.xml
FORM 4/A
X0306
4/A
2022-03-13
2022-03-15
1
0001096056
LUXFER HOLDINGS PLC
LXFR
0001761353
Harding Heather
LUXFER HOLDINGS PLC
LUMNS LANE
MANCHESTER
X0
M27 8LN
UNITED KINGDOM
0
0
0
1
Former CFO; See Remarks
Ordinary Shares
2022-03-13
4
M
0
2476
A
50181
D
Ordinary Shares
2022-03-13
4
F
0
1146
19.51
D
49035
D
Ordinary Shares
2022-03-14
4
M
0
1527
A
50562
D
Ordinary Shares
2022-03-14
4
F
0
707
19.51
D
49855
D
Ordinary Shares
2022-03-14
4
M
0
1260
A
51115
D
Ordinary Shares
2022-03-14
4
F
0
583
19.51
D
50532
D
Restricted Stock Units
2022-03-13
4
M
0
2476
D
Ordinary Shares
2476.0
4660
D
Restricted Stock Units
2022-03-14
4
M
0
1527
D
Ordinary Shares
1527.0
1400
D
Restricted Stock Units
2022-03-14
4
M
0
1260
D
Ordinary Shares
1260.0
1260
D
Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
The original Form 4, filed on March 15, 2022, stated that 1,231 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 1,146 Ordinary Shares were withheld.
The original Form 4, filed on March 15, 2022, stated that 760 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 707 Ordinary Shares were withheld.
The original Form 4, filed on March 15, 2022, stated that 627 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 583 Ordinary Shares were withheld.
The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse.
The Reporting Person retired from the Issuer, effective March 1, 2022, and is no longer serving as the Issuer's Chief Financial Officer. This Form 4 is being filed as a voluntary exit Form 4, indicating that the Reporting Person no longer constitutes an "officer" within the meaning of Rule 16a-1 and, therefore, is no longer subject to Section 16 reporting unless otherwise required by the Securities Exchange Act of 1934, as amended.
The original Form 4, filed on March 15, 2022, is being amended by this Form 4/A solely to correct an administrative error, which misstated the number of Ordinary Shares withheld for payment of conversion price and tax liability with respect to three transactions. See Footnotes 2-4. As a result of this administrative error, the number of Ordinary Shares beneficially owned by the Reporting Person following the corrected transactions increased by 182 Ordinary Shares.
/s/ Megan E. Glise under Power of Attorney for Heather Harding
2022-03-16