-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwPjAaR5c7/2ViASt6GM9NUlQA/Xm7Ikq+6/8wpF4XqoRd62XD62tvE1I3VBkadS 4HnMVf5nqmfBO6oR7RXOqQ== 0001193125-04-110307.txt : 20040628 0001193125-04-110307.hdr.sgml : 20040628 20040628162753 ACCESSION NUMBER: 0001193125-04-110307 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSP INC CENTRAL INDEX KEY: 0001222556 IRS NUMBER: 330636045 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31634 FILM NUMBER: 04885234 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESLEY HOMES CENTRAL INDEX KEY: 0001222548 IRS NUMBER: 330905035 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31635 FILM NUMBER: 04885236 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ST HELENA WESTMINSTER ESTATES LLC CENTRAL INDEX KEY: 0001222551 IRS NUMBER: 330842940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31636 FILM NUMBER: 04885235 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RANCH GOLF CLUB CO CENTRAL INDEX KEY: 0001222552 IRS NUMBER: 330013333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31622 FILM NUMBER: 04885249 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: CARMEL MOUNTAIN RANCH DATE OF NAME CHANGE: 20030311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PH VENTURES SAN JOSE CENTRAL INDEX KEY: 0001222555 IRS NUMBER: 330785089 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31629 FILM NUMBER: 04885248 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LYON MONTECITO LLC CENTRAL INDEX KEY: 0001282033 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-32234 FILM NUMBER: 04885233 MAIL ADDRESS: STREET 1: C/O WILLIAM LYON HOMES STREET 2: 4490 VON KARMAN AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUXFORD FINANCIAL INC CENTRAL INDEX KEY: 0001179338 IRS NUMBER: 330640824 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31621 FILM NUMBER: 04885246 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA EQUITY FUNDING INC CENTRAL INDEX KEY: 0001179341 IRS NUMBER: 330937859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31623 FILM NUMBER: 04885245 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PH LP VENTURES CENTRAL INDEX KEY: 0001179344 IRS NUMBER: 330799119 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31631 FILM NUMBER: 04885244 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PH RIELLY VENTURES CENTRAL INDEX KEY: 0001179345 IRS NUMBER: 330827710 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31630 FILM NUMBER: 04885242 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESLEY CMR INC CENTRAL INDEX KEY: 0001179346 IRS NUMBER: 330603862 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31628 FILM NUMBER: 04885241 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYCAMORE CC INC CENTRAL INDEX KEY: 0001179347 IRS NUMBER: 330981307 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31627 FILM NUMBER: 04885240 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON SOUTHWEST INC CENTRAL INDEX KEY: 0001179348 IRS NUMBER: 860978474 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31626 FILM NUMBER: 04885239 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OX I OXNARD LP CENTRAL INDEX KEY: 0001179393 IRS NUMBER: 330960120 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31632 FILM NUMBER: 04885237 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES INC CENTRAL INDEX KEY: 0001180186 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330253855 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31624 FILM NUMBER: 04885247 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES CENTRAL INDEX KEY: 0001095996 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330864902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 04885232 BUSINESS ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 MAIL ADDRESS: STREET 1: 4490 VON KARMAN AVENUE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW DATE OF NAME CHANGE: 19991115 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY MERGER SUB INC DATE OF NAME CHANGE: 19990929 8-A12B 1 d8a12b.htm FORM 8-A12B Form 8-A12B

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

WILLIAM LYON HOMES   WILLIAM LYON HOMES, INC.

[See Table of Additional Registrants On Following Page]

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware   California
(State of Incorporation or Organization)
33-0864902   33-0253855
(I.R.S. Employer Identification Number)

 

4490 Von Karman Avenue

Newport Beach, California

(Address of Principal Executive Offices)

 

92660

(Zip Code)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ¨

 

Securities Act registration statement file number to which this form relates: 333-114691 (if applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered


 

Name of each exchange on which

each class is to be registered


7 ½% Senior Notes due 2014, together with
Guarantees of such Senior Notes
  New York Stock Exchange

 


Securities to be registered pursuant to Section 12(g) of the Act:

 

NONE

(Title of class)

 

TABLE OF ADDITIONAL REGISTRANTS

 

The following entities will guarantee the Senior Notes and are co-registrants under this registration statement:

 

Name of Guarantor Registrant


 

Jurisdiction of
Organization or
Incorporation


 

IRS Employer
Identification Number


California Equity Funding, Inc.

  California   33-0830016

Duxford Financial, Inc.

  California   33-0640824

HSP, Inc.

  California   33-0636045

Lyon Montecito, LLC

  California   75-3101931

OX I Oxnard, L.P.

  California   33-0960120

PH-LP Ventures

  California   33-0799119

PH-Rielly Ventures

  California   33-0827710

PH Ventures-San Jose

  California   33-0785089

Presley CMR, Inc.

  California   33-0603862

Presley Homes

  California   33-0905035

St. Helena Westminster Estates, LLC

  Delaware   33-0842940

Sycamore CC, Inc.

  California   33-0981307

The Ranch Golf Club Co.

  California   33-0013333

William Lyon Southwest, Inc.

  Arizona   86-0978474

 


 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

Information with respect to the Senior Notes and the Guarantees thereof is incorporated herein by reference to the section captioned “Description of the Notes” in the Registrant’s Form S-4 Registration Statement (Registration No. 333-114691), originally filed with the Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended, on April 21, 2004, as amended on June 8, 2004 and June 28, 2004, and as subsequently amended or supplemented.

 

Item 2. Exhibits.

 

The following exhibit is filed as part of this Registration Statement on Form 8-A:

 

Exhibit No.

 

Description


1 (1)   Indenture, dated as of February 6, 2004, among William Lyon Homes, Inc., a California corporation, the Guarantors (as defined therein), and U.S. Bank National Association, as Trustee (including form of notes and guarantees).

 

(1) Previously filed as an exhibit to the Annual Report on Form 10-K for the year ended December 31, 2003 of William Lyon Homes, a Delaware corporation, and incorporated herein by this reference.

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Issuer Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

WILLIAM LYON HOMES, INC.

By:

  /s/    W. DOUGLASS HARRIS         
    W. Douglass Harris
    Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

WILLIAM LYON HOMES

By:

  /s/    W. DOUGLASS HARRIS         
    W. Douglass Harris
    Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

CALIFORNIA EQUITY FUNDING, INC.

By:

  /s/    W. DOUGLASS HARRIS         
    W. Douglass Harris
    Director, Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

DUXFORD FINANCIAL, INC.

By:

  /s/    W. DOUGLASS HARRIS         
    W. Douglass Harris
    Vice President and Treasurer

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

HSP, INC.

By:

  /s/    W. DOUGLASS HARRIS         
    W. Douglass Harris
    Treasurer

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

LYON MONTECITO, LLC

By:

  WILLIAM LYON HOMES, INC.,
Its Sole Member
   

By:

  /s/    W. DOUGLASS HARRIS         
        W. Douglass Harris
        Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

OX I OXNARD, L.P.

By:   WILLIAM LYON HOMES, INC.,
   

Its General Partner

    By:   /s/    W. DOUGLASS HARRIS         
       

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

PH-LP VENTURES

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

PH-RIELLY VENTURES

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

PH VENTURES-SAN JOSE

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

PRESLEY CMR, INC.

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

PRESLEY HOMES

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

ST. HELENA WESTMINSTER ESTATES, LLC

By:   WILLIAM LYON HOMES, INC.,
    Its Sole Member
    By:   /s/    W. DOUGLASS HARRIS         
       

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

SYCAMORE CC, INC.

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

THE RANCH GOLF CLUB CO.

By:   WILLIAM LYON HOMES, INC.,
   

Its General Partner

    By:   /s/    W. DOUGLASS HARRIS         
       

W. Douglass Harris

Vice President and Corporate Controller

 


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Guarantor Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Dated as of June 28, 2004.

 

WILLIAM LYON SOUTHWEST, INC.

By:   /s/    W. DOUGLASS HARRIS         
   

W. Douglass Harris

Vice President and Corporate Controller

 


EXHIBIT INDEX

 

Exhibit No.

 

Description


1 (1)   Indenture, dated as of February 6, 2004, among William Lyon Homes, Inc., a California corporation, the Guarantors (as defined therein), and U.S. Bank National Association, as Trustee (including form of notes and guarantees).

 

(1) Previously filed as an exhibit to the Annual Report on Form 10-K for the year ended December 31, 2003 of William Lyon Homes, a Delaware corporation, and incorporated herein by this reference.

 

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