-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGI13oKqbDAAjG5Ld5dnZ0Jfay+Rtsi/kL59lZ1+f3XhK2oIPcZJJQLZKu1X1K3n IQG5xic48CS0CaUk+U3JNA== 0001047469-08-009956.txt : 20080909 0001047469-08-009956.hdr.sgml : 20080909 20080909102315 ACCESSION NUMBER: 0001047469-08-009956 CONFORMED SUBMISSION TYPE: F-X PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080909 DATE AS OF CHANGE: 20080909 EFFECTIVENESS DATE: 20080909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL DIAMONDS INC. CENTRAL INDEX KEY: 0001095847 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: F-X SEC ACT: 1933 Act SEC FILE NUMBER: 005-83158 FILM NUMBER: 081062176 BUSINESS ADDRESS: STREET 1: SUITE 1020 STREET 2: 800 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2V6 BUSINESS PHONE: 604-684-6365 MAIL ADDRESS: STREET 1: SUITE 1020 STREET 2: 800 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2V6 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL VENTURES INC DATE OF NAME CHANGE: 19990928 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PALA INVESTMENTS HOLDINGS LTD CENTRAL INDEX KEY: 0001412517 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: F-X BUSINESS ADDRESS: STREET 1: 22 COLOMBERIE CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 4XA BUSINESS PHONE: 44 1534 639815 MAIL ADDRESS: STREET 1: 22 COLOMBERIE CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 4XA F-X 1 a2187840zf-x.htm F-X - APPOINTMENT OF AGENT

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM F-X

APPOINTMENT OF AGENT FOR SERVICE OF PROCESS
AND UNDERTAKING

A.   Name of issuer or person filing ("Filer"):   PALA INVESTMENTS HOLDINGS LIMITED

 

 

 

 

 
B.   (1) This is (check one)    

 

 

ý    an original filing for the Filer

 

 

o    an amended filing for the Filer

 

 

 

 

 
    (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b)(8) o

 

 

 

 

 
    (3) A filer may also file the Form F-X in paper under a hardship exemption provided by Regulation S-T Rule 201 or 202 (17 CFR 232.201 or 232.202). When submitting the Form F-X in paper under a hardship exemption, a filer must provide the legend required by Regulation S-T Rule 201(a)(2) or 202(c) (17 CFR 232.201(a)(2) or 232.202(c)) on the cover page of the Form F-X.

 

 

 

 

 
C.   Identify the filing in conjunction with which this Form is being filed:

 

 

Name of registrant:

 

PALA INVESTMENTS HOLDINGS LIMITED

 

 

Form type:

 

SCHEDULE 14D-1F

 

 

File Number (if known):

 

005-83158

 

 

Filed by:

 

PALA INVESTMENTS HOLDINGS LIMITED AND 0833824 B.C. LTD.

 

 

Date Filed
(if filed concurrently, so indicate):

 

September 9, 2008
(CONCURRENTLY WITH SCHEDULE 14D-1F).

 

 

 

 

 
D.   The Filer is organized under the laws of

 

 

        
JERSEY, CHANNEL ISLANDS

 

 

 

 

and has its principal place of business at:

 

 

        
12 Castle Street
            St. Helier, Jersey
            JE2 3RT

 

 

 

 

 
E.   The Filer designates and appoints:    

 

 

        
CT Corporation System ("Agent") located at:
            111 Eighth Avenue
            New York, N.Y. 10011
            USA
            (212) 894-8700

 

 

as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:


 

 

(a)

 

any investigation or administrative proceeding conducted by the Commission; and

 

 

(b)

 

any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns any tender offer for the securities of a Canadian issuer with respect to which filings are made by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

 

 

 
F.   Each person filing this Form in connection with:

 

 

(a)

 

the use of Form F-9, F-10, 40-F, or SB-2 or Schedule 13E-4F, 14D-1F or 14D-9F stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange Act;

 

 

(b)

 

the use of Form F-8, Form F-80 or Form CB stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed following the effective date of the latest amendment to such Form F-8, Form F-80 or Form CB;

 

 

(c)

 

its status as trustee with respect to securities registered on Form F-7, F-8, F-9, F-10, F-80, or SB-2 stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time during which any of the securities subject to the indenture remain outstanding; and

 

 

(d)

 

the use of Form 1-A or other Commission form for an offering pursuant to Regulation A stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the last sale of securities in reliance upon the Regulation A exemption.

        Each filer further undertakes to advise the Commission promptly of any change to the Agent's name or address during the applicable period by amendment of this Form, referencing the file number of the relevant form in conjunction with which the amendment is being filed.


 

 

 
G.   Each person filing this Form, other than a trustee filing in accordance with General Instruction I. (a) of this Form, undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules and offering statements described in General Instructions I. (a), I. (b), I. (c), I. (d) and I. (f) of this Form, as applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities.

        The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, this 8th day of September, 2008.
    PALA INVESTMENTS HOLDINGS LIMITED

 

 

By:

 

/s/ 
SUSAN GARROD

Name:    Susan Garrod
Title:    Executive Director

        This statement has been signed by the following persons in the capacities and on the dates indicated.

 

 

CT CORPORATION SYSTEM

 

 

By:

 

/s/ 
MARK S. EPPLEY

Name:    Mark S. Eppley
Title:    Assistant Vice-President and Secretary
Date:    September 8, 2008


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