-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjWOjeagOHyOYbb3O/t8Fo/u5flzX4sZijf6TzCygBnjPS5gd6OTVuqzFO8Pff5k Wp3WZAy2sJLbbscb00QtKQ== 0000950152-07-008927.txt : 20071113 0000950152-07-008927.hdr.sgml : 20071112 20071113084828 ACCESSION NUMBER: 0000950152-07-008927 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071109 ITEM INFORMATION: Other Events FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED INDUSTRIAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000109563 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 340117420 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02299 FILM NUMBER: 071234545 BUSINESS ADDRESS: STREET 1: ONE APPLIED PLAZA CITY: CLEVELAND STATE: OH ZIP: 44115-5056 BUSINESS PHONE: 216-426-4753 MAIL ADDRESS: STREET 1: ONE APPLIED PLAZA CITY: CLEVELAND STATE: OH ZIP: 44115-5056 FORMER COMPANY: FORMER CONFORMED NAME: BEARINGS INC /OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BROWN JIM STORES INC DATE OF NAME CHANGE: 19600201 8-K 1 l28828ae8vk.htm APPLIED INDUSTRIAL TECHNOLOGIES, INC. 8-K APPLIED INDUSTRIAL TECHNOLOGIES, INC. 8-K
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 9, 2007
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
         
     OHIO             1-2299             34-0117420     
(State or Other Jurisdiction of
Incorporation or Organization) 		  (Commission File
Number) 		  (I.R.S. Employer
Identification No.)
     One Applied Plaza, Cleveland, Ohio 44115     
(Address of Principal Executive Officers) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (216) 426-4000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

ITEM 8.01. OTHER EVENTS.
     David L. Pugh, Chairman and CEO of Applied Industrial Technologies, Inc. (“Applied”), entered into a Rule 10b5-1 Sales Plan with Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated November 9, 2007, pursuant to Securities and Exchange Commission Rule 10b5-1. This rule permits individuals who are not then in possession of material nonpublic information to establish prearranged plans to buy or sell stock in the future, regardless of subsequent material nonpublic information.
     Under the plan, Mr. Pugh intends to sell up to 160,000 shares of Applied common stock from time to time between November 15, 2007 and January 24, 2008, subject to the market price of our stock. Mr. Pugh’s ownership interest is in excess of the stock ownership guidelines established by Applied’s Board of Directors. The plan will facilitate the orderly sale of stock for personal financial planning purposes with the goals of minimizing market impact and avoiding concerns about the timing of the transactions.
     The scheduled orders are as follow:
         
Date Range   Quantity of Shares   Price per Share ($)
 
         
11/15/2007 — 1/24/2008   40,000   32.00 Limit
 
11/27/2007 — 1/24/2008   40,000   32.00 Limit
 
12/11/2007 — 1/24/2008   40,000   32.00 Limit
 
12/24/2007 — 1/24/2008   40,000   32.00 Limit
 
SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
           
    APPLIED INDUSTRIAL TECHNOLOGIES, INC.
(Registrant)
 
        
 
        
 
  By:   /s/ Fred D. Bauer
 
       
 
      Fred D. Bauer
 
      Vice President-General Counsel
& Secretary
Date: November 13, 2007
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