-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FWcZ5dXtx0IbuzIGMymYGLt4YLtaDXJWB8eQq9ZwEiWZmX2swVuoZMdYQHnLfbz8 OtDTxCxnrkn9tJ38M5mGzg== 0001181431-07-058341.txt : 20070920 0001181431-07-058341.hdr.sgml : 20070920 20070920164748 ACCESSION NUMBER: 0001181431-07-058341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070918 FILED AS OF DATE: 20070920 DATE AS OF CHANGE: 20070920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE COAT SYSTEMS INC CENTRAL INDEX KEY: 0001095600 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 911715963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 420 NORTH MARY AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4082202200 MAIL ADDRESS: STREET 1: 420 NORTH MARY AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: CACHEFLOW INC DATE OF NAME CHANGE: 19990923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCGF III MANAGEMENT LLC CENTRAL INDEX KEY: 0001367787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28139 FILM NUMBER: 071127433 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND CENTRAL INDEX KEY: 0001357260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28139 FILM NUMBER: 071127434 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH PARTNERS III CENTRAL INDEX KEY: 0001367781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28139 FILM NUMBER: 071127435 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND III CENTRAL INDEX KEY: 0001367782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28139 FILM NUMBER: 071127436 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd173027.xml FORM 4 X0202 4 2007-09-18 1 0001095600 BLUE COAT SYSTEMS INC BCSI 0001367782 SEQUOIA CAPITAL GROWTH FUND III 3000 SAND HILL ROAD BUILDING 4 SUITE 180 MENLO PARK CA 94025 0 0 1 1 See remarks & Footnotes 4, 5&6 0001367781 SEQUOIA CAPITAL GROWTH PARTNERS III 3000 SAND HILL ROAD BUILDING 4 SUITE 180 MENLO PARK CA 94025 0 0 1 1 See remarks & Footnotes 4, 5&6 0001357260 SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 3000 SAND HILL ROAD BUILDING 4 SUITE 180 MENLO PARK CA 94025 0 0 1 1 See remarks & Footnotes 4, 5&6 0001367787 SCGF III MANAGEMENT LLC 3000 SAND HILL ROAD BUILDING 4 SUITE 180 MENLO PARK CA 94025 0 0 1 1 See remarks & Footnotes 4, 5&6 Common Stock, par value $0.0001 per share 2007-09-18 4 C 0 905677 17.525 A 905677 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 C 0 9985 17.525 A 9985 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 C 0 44336 17.525 A 44336 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 J 0 905677 0 D 0 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 J 0 9985 0 D 0 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 J 0 44336 0 D 0 I See Footnote Common Stock, par value $0.0001 per share 2007-09-18 4 J 0 272438 0 A 272438 D Common Stock, par value $0.0001 per share 2007-09-18 4 J 0 272438 0 D 0 D Series A Preferred Stock, par value $0.0001 per share 57.06 2007-09-18 4 C 0 15872 D Common Stock, par value $0.0001 per share 905677 0 I See Footnote Series A Preferred Stock, par value $0.0001 per share 57.06 2007-09-18 4 C 0 175 D Common Stock, par value $0.0001 per share 9985 0 I See Footnote Series A Preferred Stock, par value $0.0001 per share 57.06 2007-09-18 4 C 0 777 D Common Stock, par value $0.0001 per share 44336 0 I See Footnote Sequoia Capital Growth Fund III, L.P. ("Sequoia Growth Fund") converted 15,872 shares of Series A Preferred Stock on September 18, 2007, at a conversion ratio of 57.06, resulting in the acquisition by Sequoia Growth Fund of 905,677 shares of Common Stock. Each share of Series A Preferred Stock had a face value of $1,000 per share and was convertible into a number of shares of Common Stock equal to the face value of the Series A Preferred Stock divided by $17.525. Sequoia Capital Growth Partners III, L.P. ("Sequoia Growth Partners") converted 175 shares of Series A Preferred Stock on September 18, 2007, at a conversion ratio of 57.06, resulting in the acquisition by Sequoia Growth Partners of 9,985 shares of Common Stock. Each share of Series A Preferred Stock had a face value of $1,000 per share and was convertible into a number of shares of Common Stock equal to the face value of the Series A Preferred Stock divided by $17.525. Sequoia Capital Growth III Principals Fund ("Sequoia Growth Principals Fund") converted 777 shares of Series A Preferred Stock on September 18, 2007, at a conversion ratio of 57.06, resulting in the acquisition by Sequoia Growth Principals Fund of 44,336 shares of Common Stock. Each share of Series A Preferred Stock had a face value of $1,000 per share and was convertible into a number of shares of Common Stock equal to the face value of the Series A Preferred Stock divided by $17.525. The reported securities were owned directly by Sequoia Growth Fund and indirectly by SCGF III Management, LLC ("SCGF Management"), as general partner of Sequoia Growth Fund. Pursuant to Rule 16a-1, SCGF Management disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interests therein. The reported securities were owned directly by Sequoia Growth Partners and indirectly by SCGF Management, as general partner of Sequoia Growth Partners. Pursuant to Rule 16a-1, SCGF Management disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interests therein. The reported securities were owned directly by Sequoia Growth Principals Fund and indirectly by SCGF Management, as managing member of Sequoia Growth Principals Fund. Pursuant to Rule 16a-1, SCGF Management disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interests therein. On September 18, 2007, Sequoia Growth Fund, Sequoia Growth Partners and Sequoia Growth Principals Fund distributed for no consideration all of the shares of Common Stock formerly owned by them pro rata pursuant to the terms of their respective organizational documents to their respective partners, including, in the case of Sequoia Growth Fund, 272,438 shares of Common Stock to SCGF Management. Following the distributions, Sequoia Growth Fund, Sequoia Growth Partners and Sequoia Growth Principals Fund directly or beneficially own no shares of Common Stock. On September 18, 2007, SCGF Management distributed for no consideration all of the shares of Common Stock distributed to it by Sequoia Growth Fund, as detailed in Footnote 7 above, pro rata pursuant to the terms of its organizational documents to its partners. Following the distribution, SCGF Management directly or beneficially owns no shares of Common Stock. The Series A Preferred Stock is convertible at any time at the holder's election. The conversion rights do not expire. /s/ Jim Goetz, Managing Member SCGF III Management, LLC, General Partner For SEQUOIA CAPITAL GROWTH FUND III, L.P. 2007-09-20 /s/ Jim Goetz, Managing Member SCGF III Management, LLC, General Partner For SEQUOIA CAPITAL GROWTH PARTNERS III, L.P. 2007-09-20 /s/ Jim Goetz, Managing Member SCGF III Management, LLC, Managing Member For SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 2007-09-20 /s/ Jim Goetz, Managing Member For SCGF III MANAGEMENT, LLC 2007-09-20 -----END PRIVACY-ENHANCED MESSAGE-----