0001209191-17-049993.txt : 20170823 0001209191-17-049993.hdr.sgml : 20170823 20170823175422 ACCESSION NUMBER: 0001209191-17-049993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson Gibson T CENTRAL INDEX KEY: 0001398662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28275 FILM NUMBER: 171047837 MAIL ADDRESS: STREET 1: 500 N. CENTRAL EXPRESSWAY STREET 2: 5TH FLOOR CITY: PLANO STATE: TX ZIP: 75074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFSWEB INC CENTRAL INDEX KEY: 0001095315 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752837058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 BUSINESS PHONE: 972-881-2900 MAIL ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-09 1 0001095315 PFSWEB INC PFSW 0001398662 Dawson Gibson T C/O PFSWEB, 505 MILLENNIUM ALLEN TX 75013 0 1 0 0 Vice President Common Stock 2017-08-09 5 M 0 E 10000 1.46 A 10000 D Common Stock 2017-08-09 5 S 0 E 10000 7.531 D 0 D Common Stock 2017-08-09 5 M 0 E 8000 4.00 A 8000 D Common Stock 2017-08-09 5 S 0 E 8000 7.645 D 0 D Common Stock 2017-08-09 5 M 0 E 17500 5.00 A 17500 D Common Stock 2017-08-09 5 S 0 E 17500 7.601 D 0 D Option to buy 1.46 2017-08-09 5 M 0 E 10000 0.00 D 2019-05-26 Common Stock 10000 0 D Option to buy 4.00 2017-08-09 5 M 0 E 8000 0.00 D 2020-04-18 Common Stock 8000 0 D Option to buy 5.00 2017-08-09 5 M 0 E 17500 0.00 D 2021-03-29 Common Stock 17500 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.531 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.645 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.601 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Exercise of employee stock option issued under the Employee Stock Option Plan. These shares became exercisable on a cumulative basis from May 27, 2009 to May 27, 2012. These shares became exercisable on a cumulative basis from April 19, 2010 to April 19, 2013. These shares became exercisable on a cumulative basis from March 30, 2010 to March 30, 2014. /s/ Gibson T. Dawson 2017-08-23