0001209191-16-111646.txt : 20160401 0001209191-16-111646.hdr.sgml : 20160401 20160401164434 ACCESSION NUMBER: 0001209191-16-111646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160330 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFSWEB INC CENTRAL INDEX KEY: 0001095315 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752837058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 BUSINESS PHONE: 972-881-2900 MAIL ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALMOND CYNTHIA D CENTRAL INDEX KEY: 0001233452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28275 FILM NUMBER: 161547793 MAIL ADDRESS: STREET 1: PFSWEB INC STREET 2: 500 N CENTRAL EXPRESSWAY CITY: PLANO STATE: TX ZIP: 75074 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-30 0 0001095315 PFSWEB INC PFSW 0001233452 ALMOND CYNTHIA D C/O PFSWEB, 505 MILLENNIUM ALLEN TX 75013 0 1 0 0 Executive Vice President Common Stock 2016-03-30 5 M 0 E 20000 4.00 A 57420 D Common Stock 2016-03-30 5 S 0 E 20000 13.09 D 37420 D Common Stock 2016-03-30 5 S 0 E 12766 13.20 D 24654 D Common Stock 2016-03-31 5 M 0 E 18043 A 42697 D Common Stock 2016-03-31 5 F 0 E 4772 13.20 D 37925 D Common Stock 2016-03-31 5 A 0 E 1250 0.00 A 39175 D Common Stock 2016-03-31 5 F 0 E 331 13.20 D 38844 D Common Stock 2016-03-31 5 A 0 E 18085 A 56929 D Common Stock 2016-03-31 5 F 0 E 4783 13.20 D 52146 D Common Stock 2016-03-31 5 A 0 E 8531 A 60677 D Common Stock 2016-03-31 5 F 0 E 2256 13.20 D 58421 D Option to buy 4.00 2016-03-30 5 M 0 E 20000 0.00 D 2020-04-18 Common Stock 20000 17000 D Performance Share Award 2016-03-31 5 M 0 E 18043 D Common Stock 18043 18043 D Restricted Stock Unit 2016-03-31 5 M 0 E 1250 0.00 D Common Stock 1250 2500 D Restricted Stock Unit 2016-03-31 5 M 0 E 18085 D Common Stock 18085 0 D Performance Share Award 2016-03-31 5 M 0 E 8531 D Common Stock 8531 25591 D Exercise of employee stock option issued under the 2005 Employee Stock Option and Incentive Plan (the "Plan"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.19 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Sale of shares acquired upon prior exercise of employee stock option. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.14 to $13.26 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Issuance of Common Stock upon partial settlement of previously issued Performance Share Award granted under the Plan. Shares of common stock withheld by Issuer to satisfy tax withholding obligation Settlement of Restricted Stock Unit Award issued under the Plan. These shares became exercisable on a cumulative basis from July 19, 2010 to April 19, 2013 Partial settlement of Performance Share Award issued under the Plan whose remaining shares are subject to future vesting based on future service and market price measurement conditions. Partial settlement of Restricted Stock Unit Award granted under the Plan whose remaining shares are subject to future vesting based on future service conditions. /s/ Cynthia D Almond 2016-04-01