0000919574-15-006952.txt : 20150918 0000919574-15-006952.hdr.sgml : 20150918 20150918113536 ACCESSION NUMBER: 0000919574-15-006952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150918 DATE AS OF CHANGE: 20150918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PFSWEB INC CENTRAL INDEX KEY: 0001095315 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 752837058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 BUSINESS PHONE: 972-881-2900 MAIL ADDRESS: STREET 1: 505 MILLENNIUM DRIVE CITY: ALLEN STATE: TX ZIP: 75013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldberg Josh CENTRAL INDEX KEY: 0001608447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28275 FILM NUMBER: 151114829 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners GP LLC CENTRAL INDEX KEY: 0001651515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28275 FILM NUMBER: 151114830 BUSINESS ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0285 MAIL ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners Management LLC CENTRAL INDEX KEY: 0001593404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28275 FILM NUMBER: 151114831 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 p6823316.xml OWNERSHIP DOCUMENT X0306 4 2015-08-24 0 0001095315 PFSWEB INC PFSW 0001593404 G2 Investment Partners Management LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001651515 G2 Investment Partners GP LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001608447 Goldberg Josh ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 2015-08-24 2015-08-24 4 S 0 7300 12.40 D 1871315 I See Footnote Common Stock 2015-08-24 2015-08-24 4 P 0 49282 12.3087 A 1920597 I See Footnote Common Stock 2015-08-25 2015-08-25 4 S 0 57528 12.6935 D 1863069 I See Footnote Common Stock 2015-08-25 2015-08-25 4 P 0 69662 12.7446 A 1932731 I See Footnote Common Stock 2015-08-26 2015-08-26 4 S 0 58830 12.7494 D 1873901 I See Footnote Common Stock 2015-08-26 2015-08-26 4 P 0 57364 12.8098 A 1931265 I See Footnote Common Stock 2015-08-27 2015-08-27 4 S 0 35309 13.0005 D 1895956 I See Footnote Common Stock 2015-08-27 2015-08-27 4 P 0 81700 13.0280 A 1977656 I See Footnote Common Stock 2015-08-28 2015-08-28 4 S 0 100242 13.0257 D 1877414 I See Footnote Common Stock 2015-08-28 2015-08-28 4 P 0 34181 13.0023 A 1911595 I See Footnote Common Stock 2015-08-31 2015-08-31 4 S 0 52822 13.0034 D 1858773 I See Footnote Common Stock 2015-08-31 2015-08-31 4 P 0 55469 12.9817 A 1914242 I See Footnote Common Stock 2015-09-01 2015-09-01 4 S 0 10128 13.0046 D 1904114 I See Footnote Common Stock 2015-09-01 2015-09-01 4 P 0 19886 12.9579 A 1924000 I See Footnote Common Stock 2015-09-02 2015-09-02 4 P 0 5500 13.0045 A 1929500 I See Footnote Common Stock 2015-09-02 2015-09-02 4 S 0 21493 13.007 D 1908007 I See Footnote Common Stock 2015-09-03 2015-09-03 4 S 0 30207 13.0277 D 1877800 I See Footnote Common Stock 2015-09-03 2015-09-03 4 P 0 38622 13.0303 A 1916422 I See Footnote Common Stock 2015-09-04 2015-09-04 4 S 0 86110 13.1339 D 1830312 I See Footnote Common Stock 2015-09-04 2015-09-04 4 P 0 40268 13.2069 A 1870580 I See Footnote Common Stock 2015-09-08 2015-09-08 4 P 0 18012 13.5879 A 1888592 I See Footnote Common Stock 2015-09-08 2015-09-08 4 S 0 47173 13.5295 D 1841419 I See Footnote Common Stock 2015-09-09 2015-09-09 4 S 0 14000 13.6094 D 1827419 I See Footnote Common Stock 2015-09-09 2015-09-09 4 P 0 39593 13.4496 A 1867012 I See Footnote Common Stock 2015-09-10 2015-09-10 4 S 0 13363 13.301 D 1853649 I See Footnote Common Stock 2015-09-10 2015-09-10 4 P 0 41558 13.3073 A 1895207 I See Footnote Common Stock 2015-09-11 2015-09-11 4 P 0 33872 13.3982 A 1929079 I See Footnote Common Stock 2015-09-11 2015-09-11 4 S 0 41665 13.3537 D 1887414 I See Footnote Common Stock 2015-09-16 2015-09-16 4 S 0 38328 13.6389 D 1849086 I See Footnote Common Stock 2015-09-16 2015-09-16 4 P 0 12186 13.6538 A 1861272 I See Footnote These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The reported price is the weighted average sale price for sales on August 25, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.5144 to $12.84. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on August 25, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.7299 to $12.92. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on August 26, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.7305 to $12.922. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on August 27, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9644 to $13.0914. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on August 28, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9708 to $13.0479. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on August 31, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9293 to $13.0328. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 1, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.99 to $13.0084. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on September 1, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.9456 to $12.9845. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on September 2, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.96 to $13.0213. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 3, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9942 to $13.0505. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 4, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.1216 to $13.2765. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 8, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.4688 to $13.6786. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 9, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6049 to $13.6112. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on September 9, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2942 to $13.4916. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on September 10, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2819 to $13.3137. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on September 11, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.385 to $13.3983. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on September 11, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.3501 to $13.48. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average sale price for sales on September 16, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6388 to $13.64. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. G2 Investment Partners Management LLC, By: Josh Goldberg, Managing Member, /s/ Josh Goldberg 2015-09-18 G2 Investment Partners GP LLC, By: Josh Goldberg, Managing Member, /s/ Josh Goldberg 2015-09-18 /s/ Josh Goldberg 2015-09-18