0000919574-15-006952.txt : 20150918
0000919574-15-006952.hdr.sgml : 20150918
20150918113536
ACCESSION NUMBER: 0000919574-15-006952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150824
FILED AS OF DATE: 20150918
DATE AS OF CHANGE: 20150918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFSWEB INC
CENTRAL INDEX KEY: 0001095315
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 752837058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 MILLENNIUM DRIVE
CITY: ALLEN
STATE: TX
ZIP: 75013
BUSINESS PHONE: 972-881-2900
MAIL ADDRESS:
STREET 1: 505 MILLENNIUM DRIVE
CITY: ALLEN
STATE: TX
ZIP: 75013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldberg Josh
CENTRAL INDEX KEY: 0001608447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28275
FILM NUMBER: 151114829
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G2 Investment Partners GP LLC
CENTRAL INDEX KEY: 0001651515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28275
FILM NUMBER: 151114830
BUSINESS ADDRESS:
STREET 1: 14 WEST 49TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-235-0285
MAIL ADDRESS:
STREET 1: 14 WEST 49TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G2 Investment Partners Management LLC
CENTRAL INDEX KEY: 0001593404
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28275
FILM NUMBER: 151114831
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-235-0281
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
p6823316.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-24
0
0001095315
PFSWEB INC
PFSW
0001593404
G2 Investment Partners Management LLC
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
0001651515
G2 Investment Partners GP LLC
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
0001608447
Goldberg Josh
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
Common Stock
2015-08-24
2015-08-24
4
S
0
7300
12.40
D
1871315
I
See Footnote
Common Stock
2015-08-24
2015-08-24
4
P
0
49282
12.3087
A
1920597
I
See Footnote
Common Stock
2015-08-25
2015-08-25
4
S
0
57528
12.6935
D
1863069
I
See Footnote
Common Stock
2015-08-25
2015-08-25
4
P
0
69662
12.7446
A
1932731
I
See Footnote
Common Stock
2015-08-26
2015-08-26
4
S
0
58830
12.7494
D
1873901
I
See Footnote
Common Stock
2015-08-26
2015-08-26
4
P
0
57364
12.8098
A
1931265
I
See Footnote
Common Stock
2015-08-27
2015-08-27
4
S
0
35309
13.0005
D
1895956
I
See Footnote
Common Stock
2015-08-27
2015-08-27
4
P
0
81700
13.0280
A
1977656
I
See Footnote
Common Stock
2015-08-28
2015-08-28
4
S
0
100242
13.0257
D
1877414
I
See Footnote
Common Stock
2015-08-28
2015-08-28
4
P
0
34181
13.0023
A
1911595
I
See Footnote
Common Stock
2015-08-31
2015-08-31
4
S
0
52822
13.0034
D
1858773
I
See Footnote
Common Stock
2015-08-31
2015-08-31
4
P
0
55469
12.9817
A
1914242
I
See Footnote
Common Stock
2015-09-01
2015-09-01
4
S
0
10128
13.0046
D
1904114
I
See Footnote
Common Stock
2015-09-01
2015-09-01
4
P
0
19886
12.9579
A
1924000
I
See Footnote
Common Stock
2015-09-02
2015-09-02
4
P
0
5500
13.0045
A
1929500
I
See Footnote
Common Stock
2015-09-02
2015-09-02
4
S
0
21493
13.007
D
1908007
I
See Footnote
Common Stock
2015-09-03
2015-09-03
4
S
0
30207
13.0277
D
1877800
I
See Footnote
Common Stock
2015-09-03
2015-09-03
4
P
0
38622
13.0303
A
1916422
I
See Footnote
Common Stock
2015-09-04
2015-09-04
4
S
0
86110
13.1339
D
1830312
I
See Footnote
Common Stock
2015-09-04
2015-09-04
4
P
0
40268
13.2069
A
1870580
I
See Footnote
Common Stock
2015-09-08
2015-09-08
4
P
0
18012
13.5879
A
1888592
I
See Footnote
Common Stock
2015-09-08
2015-09-08
4
S
0
47173
13.5295
D
1841419
I
See Footnote
Common Stock
2015-09-09
2015-09-09
4
S
0
14000
13.6094
D
1827419
I
See Footnote
Common Stock
2015-09-09
2015-09-09
4
P
0
39593
13.4496
A
1867012
I
See Footnote
Common Stock
2015-09-10
2015-09-10
4
S
0
13363
13.301
D
1853649
I
See Footnote
Common Stock
2015-09-10
2015-09-10
4
P
0
41558
13.3073
A
1895207
I
See Footnote
Common Stock
2015-09-11
2015-09-11
4
P
0
33872
13.3982
A
1929079
I
See Footnote
Common Stock
2015-09-11
2015-09-11
4
S
0
41665
13.3537
D
1887414
I
See Footnote
Common Stock
2015-09-16
2015-09-16
4
S
0
38328
13.6389
D
1849086
I
See Footnote
Common Stock
2015-09-16
2015-09-16
4
P
0
12186
13.6538
A
1861272
I
See Footnote
These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
The reported price is the weighted average sale price for sales on August 25, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.5144 to $12.84. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on August 25, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.7299 to $12.92. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on August 26, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.7305 to $12.922. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on August 27, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9644 to $13.0914. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on August 28, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9708 to $13.0479. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on August 31, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9293 to $13.0328. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 1, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.99 to $13.0084. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on September 1, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.9456 to $12.9845. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on September 2, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.96 to $13.0213. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 3, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9942 to $13.0505. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 4, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.1216 to $13.2765. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 8, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.4688 to $13.6786. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 9, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6049 to $13.6112. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on September 9, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2942 to $13.4916. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average purchase price for purchases on September 10, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2819 to $13.3137. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average purchase price for purchases on September 11, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.385 to $13.3983. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on September 11, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.3501 to $13.48. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average sale price for sales on September 16, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6388 to $13.64. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
G2 Investment Partners Management LLC, By: Josh Goldberg, Managing Member, /s/ Josh Goldberg
2015-09-18
G2 Investment Partners GP LLC, By: Josh Goldberg, Managing Member, /s/ Josh Goldberg
2015-09-18
/s/ Josh Goldberg
2015-09-18