0001437749-19-024593.txt : 20191218 0001437749-19-024593.hdr.sgml : 20191218 20191218142757 ACCESSION NUMBER: 0001437749-19-024593 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191209 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dullinger James Francis CENTRAL INDEX KEY: 0001797098 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27587 FILM NUMBER: 191292184 MAIL ADDRESS: STREET 1: C/O IOTA COMMUNICATIONS, INC. STREET 2: 645 HAMILTON STREET, SUITE 400 CITY: ALLENTOWN STATE: PA ZIP: 18101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IOTA COMMUNICATIONS, INC. CENTRAL INDEX KEY: 0001095130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 223586087 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 540 UNION SQUARE CITY: NEW HOPE STATE: PA ZIP: 18938 BUSINESS PHONE: 973-339-3855 MAIL ADDRESS: STREET 1: 540 UNION SQUARE CITY: NEW HOPE STATE: PA ZIP: 18938 FORMER COMPANY: FORMER CONFORMED NAME: Solbright Group, Inc. DATE OF NAME CHANGE: 20171106 FORMER COMPANY: FORMER CONFORMED NAME: ARKADOS GROUP, INC. DATE OF NAME CHANGE: 20061002 FORMER COMPANY: FORMER CONFORMED NAME: CDKNET COM INC DATE OF NAME CHANGE: 19990916 3 1 rdgdoc.xml FORM 3 X0206 3 2019-12-09 0 0001095130 IOTA COMMUNICATIONS, INC. IOTC 0001797098 Dullinger James Francis C/O IOTA COMMUNICATIONS, INC. 645 HAMILTON STREET, SUITE 400 ALLENTOWN PA 18101 1 Chief Financial Officer Stock Options (right to buy) Common Stock 2000000 D These Stock Options were granted to the Reporting Person pursuant the Issuer's 2017 Equity Incentive Plan. The Stock Options are subject to a three-year vesting schedule, with 8.33% of the options vesting in 12 successive equal quarterly installments, provided that the Reporting Person is employed by the Issuer on each vesting date. 50% of the Stock Options are exercisable at the exercise price of $0.40, 25% of the Stock Options are exercisable at $0.80, and 25% of the Stock Options are exercisable at $1.20. /s/ James F. Dullinger 2019-12-17