-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoEtLpV1r1oTu5Zb9aH3KbGAu4f96vA3+/dFqr/+w5Yj6EZwTtK8GqQjXF85kaVL ZjJOJN4sYnwqqBX15QTlxQ== 0001137171-08-000901.txt : 20080923 0001137171-08-000901.hdr.sgml : 20080923 20080923135803 ACCESSION NUMBER: 0001137171-08-000901 CONFORMED SUBMISSION TYPE: 15F-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080923 DATE AS OF CHANGE: 20080923 EFFECTIVENESS DATE: 20080923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN RESOURCES CORP CENTRAL INDEX KEY: 0001095075 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15F-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-30308 FILM NUMBER: 081084157 BUSINESS ADDRESS: STREET 1: 701 WEST GEORGIA STREET STREET 2: SUITE 1650 CITY: VANCOUVER BC CANADA STATE: A1 ZIP: 00000 MAIL ADDRESS: STREET 1: 701 W GEORGIA ST CITY: VANCOUVER BC STATE: A1 ZIP: 999999999 15F-12G 1 southwestern15f092308.htm SOUTHWESTERN RESOURCES CORP. FORM 15-F CC - Filed by Filing Services Canada Inc. 403-717-3898

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

           


FORM 15F


CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


Commission File Number __0-30308___



SOUTHWESTERN RESOURCES CORP.

(Exact name of registrant as specified in its charter)


Suite 1650 - 701 West Georgia Street

Vancouver, British Columbia, Canada V7Y 1C6

(604) 669-2525

(Address, including zip code, and telephone number, including area code, of

registrant’s principal executive offices)


Common Shares without Par Value

(Title of each class of securities covered by this Form)


Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934:


Rule 12h-6(a)

x

Rule 12h-6(d)

(for equity securities)

(for successor registrants)



Rule 12h-6(c)

Rule 12h-6(i)

(for debt securities)

(for prior Form 15 filers)









PART I


Item 1.

Exchange Act Reporting History


A.

Southwestern Resources Corp. (the “Company”) first incurred the duty to file reports under Section 13(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) on or about November 10, 1999.


B.  

The Company has filed or submitted all reports required under Ssection 13(a) of the Exchange Act and corresponding Securities and Exchange Commission rules for the 12 months preceding the filing of this Form 15, and during that period has filed at least one annual report under Section 13(a).



Item 2.

Recent United States Market Activity


The Company has never sold securities in the United States in a registered offering under the Securities Act of 1933.



Item 3.

Foreign Listing and Primary Trading Market


A.

The Company has maintained a listing of its common shares, without par value (the “Common Shares”) on the Toronto Stock Exchange (the “TSX”), the primary trading market (as defined in Rule 12h-6(f)) for the Common Shares, in Ontario, Canada (the “Primary Jurisdiction”).


B.

The date of the initial listing of the Common Shares on the TSX was May 31, 1994. The Common Shares have been listed on the TSX since such date.  Thus, the Company has maintained a listing of the Common Shares for a period that is longer than the 12 months preceding the date of the filing of this Form 15F.


C.

To the best knowledge of the Company, for the period commencing on August 1, 2007 and ended on and including July 31, 2008 (the “Recent Trading Period”), the percentage of worldwide trading in the Common Shares that occurred in the Primary Jurisdiction was 95.1%, and as such the primary trading market is larger than the trading market for the Common Shares in the United States during the same period.



Item 4.

Comparative Trading Volume Data


A.

The first day of the Recent Trading Period used to meet the requirements of Rule 12h-6(a)(4)(i) is August 1, 2007 and the last day of such period is July 31, 2008.


B.

During the Recent Trading Period, the average daily trading volume of the Common Shares: (a) in the United States was 7,495 Common Shares, and (b) on a worldwide basis was 150,888 Common Shares.


C.

During the Recent Trading Period, the average daily trading volume of the Common Shares in the United States as a percentage of the average daily trading volume of the Common Shares worldwide was approximately 4.9%.


D.

The Company has not delisted the Common Shares from a national securities exchange or inter-dealer quotation system in the United States.


E.

The Company has not terminated a sponsored American depository receipt (ADR) facility regarding the Common Shares.


F.

The sources of trading volume information used for determining whether the Company meets the requirements of Rule 12h-6 are (a) with respect to the Common Shares traded on the TSX, the historical trading information relating to the Common Shares as posted on the TSX website, and (b) with respect to the Common Shares traded in the United States, the historical trading information provided to the Company by Pink OTC Markets Inc. (formerly known as Pink Sheets LLC).



Item 5.

Alternative Record Holder Information


Not applicable.



Item 6.

Debt Securities


Not applicable.



Item 7.

Notice Requirement


A.

On September 19, 2008, the Company published a notice as required by Rule 12h-6(h) disclosing the Company’s intent to terminate its duty to file reports under Section 13(a) of the Exchange Act, and also on that date submitted a copy of the notice to the Commission under cover of Form 6-K.


B.

The Notice was disseminated in the United States via Marketwire.



Item 8.

Prior Form 15 Filers


Not Applicable.



PART II


Item 9.

Rule 12g3-2(b) Exemption


The address of the electronic information delivery system in the Primary Jurisdiction on which the Company will publish the information required under Rule 12g3-2(b)(1)(iii) is the Company’s profile on the Canadian Securities Administrators’ System for Electronic Document Analysis and Retrieval at www.sedar.com.


PART III


Item 10.

Exhibits


Not Applicable.



Item 11.

Undertakings


The undersigned issuer hereby undertakes to withdraw this Form 15F if, at any time before the effectiveness of its termination of reporting under Rule 12h-6, it has actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F:


(1)

The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the same recent 12-month period that the issuer used for purposes of Rule 12h-6(a)(4)(i);


(2)

Its subject class of securities was held of record by 300 or more United States residents or 300 or more persons worldwide, if proceeding under Rule 12(h)-6(a)(4)(ii) or Rule 12h-6(c); or


(3)

It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6.



SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, Southwestern Resources Corp. has duly authorized the undersigned person to sign on its behalf this certification on Form 15F.  In so doing, Southwestern Resources Corp. certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6 for terminating its registration under section 12(g) of the Exchange Act, or its duty to file reports under section 13(a) or section 15(d) of the Exchange Act, or both.



SOUTHWESTERN RESOURCES CORP.


        /s/Giovanni Susin

By:  

        Giovanni Susin

        CFO and Vice President Finance


Dated this 19th day of September, 2008.





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