0000947871-18-000167.txt : 20180220 0000947871-18-000167.hdr.sgml : 20180220 20180220191849 ACCESSION NUMBER: 0000947871-18-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVICH JESS M CENTRAL INDEX KEY: 0001094988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37689 FILM NUMBER: 18626570 MAIL ADDRESS: STREET 1: 11766 WILSHIRE BOULEVARD STREET 2: SUITE 870 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALJ REGIONAL HOLDINGS INC CENTRAL INDEX KEY: 0001438731 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 244 MADISON AVENUE, PMB #358 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-883-0083 MAIL ADDRESS: STREET 1: 244 MADISON AVENUE, PMB #358 CITY: NEW YORK STATE: NY ZIP: 10016 4 1 ss80722_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-20 0 0001438731 ALJ REGIONAL HOLDINGS INC ALJJ 0001094988 RAVICH JESS M 244 MADISON AVENUE, PMB #358 NEW YORK NY 10016 1 1 1 0 Executive Chairman Common Stock 8268793 D Common Stock 2018-02-20 4 P 0 300000 2.2544 A 5153804 I By Exemption Trust under the Ravich Revocable Trust of 1989 Common Stock 350000 I Held by Libra Securities Holdings, LLC Common Stock 68669 I Held through pension plan Stock Options (Right to Buy) 4 2015-08-03 2022-08-02 Common Stock 350000 350000 D /s/ Christopher Forrester, by Power of Attorney 2018-02-20