0001437749-23-009092.txt : 20230403 0001437749-23-009092.hdr.sgml : 20230403 20230403165144 ACCESSION NUMBER: 0001437749-23-009092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230403 DATE AS OF CHANGE: 20230403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windeatt Sean A CENTRAL INDEX KEY: 0001450108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28191 FILM NUMBER: 23793522 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. CITY: 499 PARK AVENNUE STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BGC Partners, Inc. CENTRAL INDEX KEY: 0001094831 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134063515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-2200 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ESPEED INC DATE OF NAME CHANGE: 19990913 4 1 rdgdoc.xml FORM 4 X0407 4 2023-04-01 0001094831 BGC Partners, Inc. BGCP 0001450108 Windeatt Sean A C/O BGC PARTNERS, INC. 499 PARK AVENUE NEW YORK NY 10022 1 Chief Operating Officer 0 BGC Holdings Exchangeable Limited Partnership Interests 2023-04-01 4 A 0 128279 A Class A Common Stock, par value $0.01 per share 128279 D On April 1, 2021, BGC Partners, Inc. (the "Company") granted the reporting person 128,279 non-exchangeable limited partnership interests (the "2021 Grant") of BGC Holdings, L.P. ("BGC Holdings"). Pursuant to the exchange rights schedule of the 2021 Grant, on April 1, 2023, the 128,279 exchangeable limited partnership interests of BGC Holdings became immediately exchangeable by the reporting person for an aggregate of 128,279 shares of Class A common stock, par value $0.01 per share, of the Company. The 128,279 limited partnership interests are not being exchanged into shares of Class A common stock or otherwise redeemed at this time. The 2021 Grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. /s/ Sean A. Windeatt 2023-04-03