0001437749-21-008710.txt : 20210412 0001437749-21-008710.hdr.sgml : 20210412 20210412160727 ACCESSION NUMBER: 0001437749-21-008710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210408 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windeatt Sean A CENTRAL INDEX KEY: 0001450108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28191 FILM NUMBER: 21820817 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. CITY: 499 PARK AVENNUE STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BGC Partners, Inc. CENTRAL INDEX KEY: 0001094831 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134063515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-2200 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ESPEED INC DATE OF NAME CHANGE: 19990913 4 1 rdgdoc.xml FORM 4 X0306 4 2021-04-08 0001094831 BGC Partners, Inc. BGCP 0001450108 Windeatt Sean A C/O BGC PARTNERS, INC. 499 PARK AVENUE NEW YORK NY 10022 1 Chief Operating Officer BGC Holdings Exchangeable Limited Partnership Interests 2021-04-08 4 D 0 62211 D Class A common stock, par value $0.01 per share 62211 123713 D On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 519,725 exchange rights with respect to 519,725 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 519,725 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 519,725 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On August 5, 2020, the Company repurchased 436,665 of such 519,725 exchangeable limited partnership interests held by Mr. Windeatt at a price of $2.90, the closing price of shares of Class A common stock on August 5, 2020. (Continued from footnote 1) In connection with such repurchase, an additional 20,849 of such 519,725 exchangeable limited partnership interests held by Mr. Windeatt were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act. On April 8, 2021, the Company repurchased the remaining 62,211 exchangeable limited partnership interests held by Mr. Windeatt pursuant to the March 2, 2020 grant at a price of $5.38, the closing price of shares of Class A common stock on April 8, 2021. The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. /s/ Sean A. Windeatt 2021-04-12