0001437749-21-008710.txt : 20210412
0001437749-21-008710.hdr.sgml : 20210412
20210412160727
ACCESSION NUMBER: 0001437749-21-008710
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210408
FILED AS OF DATE: 20210412
DATE AS OF CHANGE: 20210412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Windeatt Sean A
CENTRAL INDEX KEY: 0001450108
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28191
FILM NUMBER: 21820817
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
CITY: 499 PARK AVENNUE
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BGC Partners, Inc.
CENTRAL INDEX KEY: 0001094831
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 134063515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-2200
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEED INC
DATE OF NAME CHANGE: 19990913
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-04-08
0001094831
BGC Partners, Inc.
BGCP
0001450108
Windeatt Sean A
C/O BGC PARTNERS, INC.
499 PARK AVENUE
NEW YORK
NY
10022
1
Chief Operating Officer
BGC Holdings Exchangeable Limited Partnership Interests
2021-04-08
4
D
0
62211
D
Class A common stock, par value $0.01 per share
62211
123713
D
On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 519,725 exchange rights with respect to 519,725 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 519,725 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 519,725 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On August 5, 2020, the Company repurchased 436,665 of such 519,725 exchangeable limited partnership interests held by Mr. Windeatt at a price of $2.90, the closing price of shares of Class A common stock on August 5, 2020.
(Continued from footnote 1) In connection with such repurchase, an additional 20,849 of such 519,725 exchangeable limited partnership interests held by Mr. Windeatt were redeemed for zero. The transactions were approved by the Compensation Committee and are exempt pursuant to Rule 16b-3 under the Exchange Act.
On April 8, 2021, the Company repurchased the remaining 62,211 exchangeable limited partnership interests held by Mr. Windeatt pursuant to the March 2, 2020 grant at a price of $5.38, the closing price of shares of Class A common stock on April 8, 2021. The transaction was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act.
/s/ Sean A. Windeatt
2021-04-12