0001437749-21-008140.txt : 20210402
0001437749-21-008140.hdr.sgml : 20210402
20210402180044
ACCESSION NUMBER: 0001437749-21-008140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC
CENTRAL INDEX KEY: 0001251145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28191
FILM NUMBER: 21803203
MAIL ADDRESS:
STREET 1: 135 EAST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BGC Partners, Inc.
CENTRAL INDEX KEY: 0001094831
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 134063515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-2200
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEED INC
DATE OF NAME CHANGE: 19990913
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-31
0001094831
BGC Partners, Inc.
BGCP
0001251145
CF GROUP MANAGEMENT INC
499 PARK AVENUE
NEW YORK
NY
10022
1
1
BGC Holdings Exchangeable Limited Partnership Interests
2021-03-31
4
A
0
2768060
A
Class A or Class B Common Stock, par value $0.01 per share
2768060
55131024
I
See footnote
On March 31, 2021, Cantor Fitzgerald, L.P. ("CFLP") purchased from BGC Holdings, L.P. ("BGC Holdings") an aggregate of 2,768,060 exchangeable limited partnership interests in BGC Holdings (the "Interests") in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Second Amended and Restated Agreement of Limited Partnership of BGC Holdings, as amended and restated as of December 13, 2017 (as further amended from time to time, the "BGC Holdings Agreement").
The exchange rights with respect to the Interests are exercisable at any time for shares of Class B Common Stock (or, at CFLP's option, shares of Class A Common Stock) on a one-for-one basis (subject to adjustment). The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.
Includes 1,149,684 Interests purchased from BGC Holdings pursuant to Sections 12.02 and 12.03 of the BGC Holdings Agreement as a result of the redemption of 1,149,684 non-exchangeable founding partner units for an aggregate consideration of $2,104,433, and 1,618,376 Interests purchased from BGC Holdings pursuant to Section 8.08 of the BGC Holdings Agreement for an aggregate consideration of $3,040,411 as a result of the exchange of 1,618,376 non-exchangeable founding partner units.
Includes Interests that may have to be exchanged for an aggregate of 15,756,625 shares of Class A Common Stock to satisfy CFLP's deferred share distribution obligations pursuant to rights provided to certain current and former partners of CFLP on April 1, 2008 and February 14, 2012.
CF Group Management Inc. ("CFGM") is the Managing General Partner of CFLP. CFGM disclaims beneficial ownership of all such securities in excess of its pecuniary interest, if any, and this report shall not be deemed an admission that CFGM is the beneficial owner of, or has pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
/s/ Howard W. Lutnick, Chief Executive Officer
2021-04-02