0001437749-20-004350.txt : 20200304
0001437749-20-004350.hdr.sgml : 20200304
20200304171233
ACCESSION NUMBER: 0001437749-20-004350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERKEL STEPHEN M
CENTRAL INDEX KEY: 0001251144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28191
FILM NUMBER: 20688280
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BGC Partners, Inc.
CENTRAL INDEX KEY: 0001094831
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 134063515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-2200
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEED INC
DATE OF NAME CHANGE: 19990913
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-03-02
0001094831
BGC Partners, Inc.
BGCP
0001251144
MERKEL STEPHEN M
C/O BGC PARTNERS, INC.
499 PARK AVENUE
NEW YORK
NY
10022
1
EVP and General Counsel
BGC Holdings Exchangeable Limited Partnership Interests
2020-03-02
4
A
0
110000
0
A
Class A Common Stock, par value $0.01 per share
110000
110000
D
BGC Holdings Exchangeable Limited Partnership Interests
2020-03-02
4
A
0
250065
0
A
Class A Common Stock, par value $0.01 per share
250065
360065
D
On March 2, 2020, BGC Partners, Inc. (the "Company") granted the reporting person 110,000 exchange rights with respect to 110,000 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 110,000 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 110,000 shares of Class A common stock, par value $0.01 per share, of the Company ("Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
On March 2, 2020, the Company granted the reporting person 250,065 exchange rights with respect to 250,065 non-exchangeable limited partnership interests of BGC Holdings that were previously granted to the reporting person. The resulting 250,065 exchangeable limited partnership interests of BGC Holdings are immediately exchangeable by the reporting person for an aggregate of 250,065 shares of Class A common stock. The grant was approved by the Compensation Committee and was exempt pursuant to Rule 16b-3 under the Exchange Act.
/s/ Stephen M. Merkel
2020-03-04