0001437749-19-004107.txt : 20190305 0001437749-19-004107.hdr.sgml : 20190305 20190305182525 ACCESSION NUMBER: 0001437749-19-004107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windeatt Sean A CENTRAL INDEX KEY: 0001450108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28191 FILM NUMBER: 19660331 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. CITY: 499 PARK AVENNUE STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BGC Partners, Inc. CENTRAL INDEX KEY: 0001094831 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134063515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-2200 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ESPEED INC DATE OF NAME CHANGE: 19990913 4 1 rdgdoc.xml FORM 4 X0306 4 2019-03-01 0001094831 BGC Partners, Inc. BGCP 0001450108 Windeatt Sean A C/O BGC PARTNERS, INC. 499 PARK AVENUE NEW YORK NY 10022 1 COO and Interim CFO BGC Holdings Exchangeable Limited Partnership Interests 2019-03-01 4 D 0 139265 D Class A Common Stock, par value $0.01 per share 139265 0 D On December 31, 2018, BGC Partners, Inc. (the "Company") granted the reporting person 139,265 exchange rights with respect to 139,265 non-exchangeable limited partnership interests of BGC Holdings, L.P. ("BGC Holdings") that were previously granted to the reporting person. The resulting 139,265 exchangeable limited partnership interests of BGC Holdings were immediately exchangeable by the reporting person for an aggregate of 139,265 shares of Class A common stock, par value $0.01 per share, of the Company (the "Class A common stock"). The grant was approved by the Compensation Committee of the Board of Directors of the Company and was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On March 1, 2019, the Company repurchased 125,686 of such 139,265 exchangeable limited partnership interests held by Mr. Windeatt at the average price of shares of Class A common stock sold under the Company's controlled equity offering from February 25, 2019 to March 1, 2019 less 1% ($6.1090 per limited partnership interest, for an aggregate purchase price of approximately $767,800). In connection with such repurchase, the remaining 13,579 of such 139,265 exchangeable limited partnership interests held by Mr. Windeatt were redeemed for zero. The transactions were approved by the Compensation Committee of the Board of Directors of the Company and are exempt pursuant to Rule 16b-3 under the Exchange Act. /s/ Sean A. Windeatt 2019-03-05