0001437749-19-000234.txt : 20190103
0001437749-19-000234.hdr.sgml : 20190103
20190103174510
ACCESSION NUMBER: 0001437749-19-000234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERKEL STEPHEN M
CENTRAL INDEX KEY: 0001251144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28191
FILM NUMBER: 19507328
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BGC Partners, Inc.
CENTRAL INDEX KEY: 0001094831
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 134063515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-2200
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEED INC
DATE OF NAME CHANGE: 19990913
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-12-31
0001094831
BGC Partners, Inc.
BGCP
0001251144
MERKEL STEPHEN M
C/O BGC PARTNERS, INC.
499 PARK AVENUE
NEW YORK
NY
10022
1
EVP, General Counsel and Sec'y
Class A Common Stock, par value $0.01 per share
2018-12-31
4
A
0
113032
A
139612
D
Class A Common Stock, par value $0.01 per share
6258
I
By various trusts
Class A Common Stock, par value $0.01 per share
23581
I
By 401(k) plan
Class A Common Stock, par value $0.01 per share
2250
I
By reporting person's spouse
On December 31, 2018, BGC Partners, Inc. (the "Company") granted to the reporting person 113,032 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") following the redemption and cancellation of an aggregate of 113,032 non-exchangeable limited partnership interests of BGC Holdings, L.P. The grant was partial compensation for services provided by the reporting person to the Company during 2018. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of December 31, 2018.
/s/ Stephen M. Merkel
2019-01-03