0001014108-16-000517.txt : 20160930 0001014108-16-000517.hdr.sgml : 20160930 20160930163711 ACCESSION NUMBER: 0001014108-16-000517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cartesian, Inc. CENTRAL INDEX KEY: 0001094814 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 481129619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 7300 COLLEGE BLVD., SUITE 302 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9133459315 MAIL ADDRESS: STREET 1: 7300 COLLEGE BLVD., SUITE 302 CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: MANAGEMENT NETWORK GROUP, INC. DATE OF NAME CHANGE: 20140305 FORMER COMPANY: FORMER CONFORMED NAME: MANAGEMENT NETWORK GROUP INC DATE OF NAME CHANGE: 19990910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRARA JOHN C CENTRAL INDEX KEY: 0001233694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34006 FILM NUMBER: 161913231 MAIL ADDRESS: STREET 1: C/O EDGAR ONLINE, INC. STREET 2: 50 WASHINGTON STREET CITY: NORWALK STATE: CT ZIP: 06854 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-28 0 0001094814 Cartesian, Inc. CRTN 0001233694 FERRARA JOHN C 7300 COLLEGE BOULEVARD, SUITE 302 OVERLAND PARK KS 66210 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 1.25 2016-09-28 4 A 0 50000 0 A 2026-09-28 Common Stock 50000 50000 D The exercise price was determined to be the greater price on the date of grant. The option will vest (a) with respect to 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $4.00 per share; (b) with respect to an additional 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $5.00 per share; and (c) with respect to an additional 16,667 shares if at any time the closing market price of the Company's common stock on each during a thirty (30) consecutive trading day period equals or exceeds $6.00 per share. /s/John C. Ferrara 2016-09-30