0000927089-17-000257.txt : 20170731 0000927089-17-000257.hdr.sgml : 20170731 20170731120946 ACCESSION NUMBER: 0000927089-17-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170728 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOTTS PATRICK C CENTRAL INDEX KEY: 0001220147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27905 FILM NUMBER: 17992102 MAIL ADDRESS: STREET 1: 110 EAST CHARLES ST CITY: MUNCIE STATE: IN ZIP: 473052400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MUTUALFIRST FINANCIAL INC CENTRAL INDEX KEY: 0001094810 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371392810 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 E CHARLES STREET CITY: MUNCIE STATE: IN ZIP: 47305 BUSINESS PHONE: 7657472800 MAIL ADDRESS: STREET 1: 110 E CHARLES STREET CITY: MUNCIE STATE: IN ZIP: 47305 FORMER COMPANY: FORMER CONFORMED NAME: MFS FINANCIAL INC DATE OF NAME CHANGE: 19990910 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-28 0001094810 MUTUALFIRST FINANCIAL INC MFSF 0001220147 BOTTS PATRICK C MUTUALFIRST FINANCIAL, INC. 110 EAST CHARLES STREET MUNCIE IN 47305-2400 1 1 0 0 President & COO Common Stock 2017-07-28 4 M 0 2880 25.66 A 25199 D Common Stock 2017-07-28 4 S 0 1000 34.705 D 24199 D Common Stock 2017-07-28 4 S 0 1069 35.0216 D 23130 D Common Stock 2017-07-28 4 S 0 811 35.45 D 22319 D Common Stock 12363.191 I By ESOP Common Stock 1360 I By Spouse's IRA Common Stock 200 I By UTMA Stock Option (Right to Purchase) 6.93 2021-12-31 Common Stock 15000 15000 D Stock Option (Right to Purchase) 7.05 2025-12-21 Common Stock 40000 40000 D Stock Option (Right to Purchase) 14.50 2011-01-12 Common Stock 7800 7800 D Stock Option (Right to Purchase) 25.66 2017-07-28 4 M 0 2880 0 D 2018-12-17 Common Stock 2880 5859 D Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. These options were issued under the Issuer's 2000 Stock Option and Incentive Plan and became exercisable on 12/21/2012. These options became fully exercisable on 11/12/2005. These options became fully exercisable on 12/31/2005. Shares were sold pursuant to a 10b5-1 Stock Trading Plan entered into by the reporting person which was announced by the Company in a Current Report on Form 8-K filed with the SEC on June 23, 2017. /s/ Rosalie A. Petro, P.O.A. for Patrick C. Botts 2017-07-31