-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIrAzS0KfYVX4w/1ARqHbqLOsdfiFGNcW0ew3ntVspLmhr1+xJH3tNIh/q4h0a/x 3LEfX5YhChQcwzf1JFENMg== 0000950142-03-001406.txt : 20030819 0000950142-03-001406.hdr.sgml : 20030819 20030819162817 ACCESSION NUMBER: 0000950142-03-001406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030815 FILED AS OF DATE: 20030819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIDIQUE MODESTO A CENTRAL INDEX KEY: 0001094801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 03856032 BUSINESS ADDRESS: STREET 1: 2900 SEICONDUCTOR DR STREET 2: M/S C1-640 CITY: SANTA CLARA STATE: CA ZIP: 95051 MAIL ADDRESS: STREET 1: 2900 SEICONDUCTOR DR STREET 2: M/S C1-640 CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 form4mm-cuk_081503ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-08-15 0 0001125259 CARNIVAL PLC CUK 0001094801 MAIDIQUE MODESTO A 2900 SEICONDUCTOR DR M/S C1-640 SANTA CLARA CA 95051 1 0 0 0 Trust Shares (beneficial interest in special voting share 2003-08-15 4 M 0 2400 25.915 A 2400 D Trust Shares (beneficial interest in special voting share 2003-08-15 4 M 0 1200 22.57 A 3600 D Trust Shares (beneficial interest in special voting share 2003-08-15 4 S 0 3600 35.30 D 0 D Option to Purchase 25.915 2003-08-15 4 M 0 2400 0 D 2002-04-17 2011-04-17 Trust Shares (beneficial interest in special voting share) 2400 55600 D Option to Purchase 22.57 2003-08-15 4 M 0 1200 0 D 2002-10-08 2011-10-08 Trust Shares (beneficial interest in special voting share) 1200 54400 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Options became exerciseable in equal amounts on April 17, 2002 and 2003. Options became exerciseable in equal amounts on October 8, 2002 and 2003. Modesto Maidique 2003-08-18 -----END PRIVACY-ENHANCED MESSAGE-----