0001094792-22-000027.txt : 20221025
0001094792-22-000027.hdr.sgml : 20221025
20221025162442
ACCESSION NUMBER: 0001094792-22-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221021
FILED AS OF DATE: 20221025
DATE AS OF CHANGE: 20221025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDONALD JOHN T
CENTRAL INDEX KEY: 0001094792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 221329767
MAIL ADDRESS:
STREET 1: C/O UPLAND SOFTWARE INC.
STREET 2: 401 CONGRESS AVE., SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wf-form4_166672946586493.xml
FORM 4
X0306
4
2022-10-21
0
0001505155
Upland Software, Inc.
UPLD
0001094792
MCDONALD JOHN T
401 CONGRESS AVE., STE 1850
AUSTIN
TX
78701
1
1
0
0
CEO
Common Stock
2022-10-21
4
A
0
100000
0
A
1589947
D
Common Stock
243738
I
By National Financial Services as Cust FBO J. McDonald RRA
Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date.
Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
/s/ Kin Gill (as attorney-in-fact for Mr. McDonald)
2022-10-25