0001094739-19-000049.txt : 20190621
0001094739-19-000049.hdr.sgml : 20190621
20190621200132
ACCESSION NUMBER: 0001094739-19-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190619
FILED AS OF DATE: 20190621
DATE AS OF CHANGE: 20190621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swanson Todd
CENTRAL INDEX KEY: 0001444728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27999
FILM NUMBER: 19913035
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
wf-form4_156116167783328.xml
FORM 4
X0306
4
2019-06-19
0
0001094739
FINISAR CORP
FNSR
0001444728
Swanson Todd
1389 MOFFETT PARK DRIVE
SUNNYVALE
CA
94089-1134
0
1
0
0
Chief Operating Officer
Common Stock
2019-06-19
4
F
0
10002
22.53
D
271570
D
Common Stock
2019-06-20
4
F
0
5768
22.59
D
265802
D
Common Stock
2019-06-21
4
F
0
4700
22.40
D
261102
D
On June 19, 2019, the Reporting Person vested in 20,172 restricted stock units ("RSUs") and as a result acquired 20,172 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
On June 20, 2019, the Reporting Person vested in 11,632 restricted stock units ("RSUs") and as a result acquired 11,632 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
On June 21, 2019, the Reporting Person vested in 9,479 restricted stock units ("RSUs") and as a result acquired 9,479 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
/s/ Christopher Brown as Attorney-in-fact for
2019-06-21