0001094739-17-000053.txt : 20170620 0001094739-17-000053.hdr.sgml : 20170620 20170620155048 ACCESSION NUMBER: 0001094739-17-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170616 FILED AS OF DATE: 20170620 DATE AS OF CHANGE: 20170620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson Todd CENTRAL INDEX KEY: 0001444728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 17920825 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 wf-form4_149798823373492.xml FORM 4 X0306 4 2017-06-16 0 0001094739 FINISAR CORP FNSR 0001444728 Swanson Todd 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 EVP Sales / Marketing / R&D Common Stock 2017-06-16 4 M 0 1259 8.29 A 220173 D Common Stock 2017-06-16 4 S 0 6183 27.65 D 213990 D Stock Option (Right to Buy) 8.29 2017-06-16 4 M 0 1259 0 D 2011-12-08 2019-12-08 Common Stock 1259.0 33609 D Includes 802 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a). Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016. /s/ Christopher Brown as Attorney-in-fact for 2017-06-20