0001094739-15-000033.txt : 20150622 0001094739-15-000033.hdr.sgml : 20150622 20150622201554 ACCESSION NUMBER: 0001094739-15-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gertel Eitan CENTRAL INDEX KEY: 0001378818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 15945896 MAIL ADDRESS: STREET 1: C/O OPTIUM CORPORATION STREET 2: 500 HORIZON DRIVE, SUITE 500 CITY: CHALFONT STATE: PA ZIP: 18914 4 1 wf-form4_143501854408669.xml FORM 4 X0306 4 2015-06-18 0 0001094739 FINISAR CORP FNSR 0001378818 Gertel Eitan 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 1 1 0 0 CEO Common Stock 2015-06-18 4 F 0 9447 22.15 D 619085 D Common Stock 2015-06-20 4 F 0 13397 19.88 D 605688 D On June 18, 2015, the Reporting Person vested in 30,000 restricted stock units ("RSUs") and as a result acquired 30,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 14, 2012 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Includes 395 shares received as an Issuer match under the Issuer's 401K Plan on December 26, 2014 and not required to be reported. On June 20, 2015, the Reporting Person vested in 30,000 restricted stock units ("RSUs") and as a result acquired 30,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2011 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. /s/ Christopher Brown as Attorney-in-fact for 2015-06-22