0001094739-15-000023.txt : 20150622 0001094739-15-000023.hdr.sgml : 20150622 20150622200614 ACCESSION NUMBER: 0001094739-15-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Joseph A CENTRAL INDEX KEY: 0001307613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 15945890 MAIL ADDRESS: STREET 1: 1308 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1133 4 1 wf-form4_143501796423799.xml FORM 4 X0306 4 2015-06-18 0 0001094739 FINISAR CORP FNSR 0001307613 Young Joseph A 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 Exec. VP Global Operations Common Stock 2015-06-18 4 F 0 3339 22.15 D 197631 D Common Stock 2015-06-19 4 S 0 1500 20.0191 D 196131 D Common Stock 2015-06-20 4 F 0 4028 19.88 D 192103 D On June 18, 2015, the Reporting Person vested in 8,883 restricted stock units ("RSUs") and as a result acquired 8,883 shares of common stock of the Issuer pursuant to the Reporting Person's June 14, 2012 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Includes 928 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2015 and such purchase was not required to be reported pursuant to Section 16(a). Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on December 31, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.62 to $21.14 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. On June 20, 2015, the Reporting Person vested in 10,718 restricted stock units ("RSUs") and as a result acquired 10,718 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2011 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. /s/ Christopher Brown as Attorney-in-fact for 2015-06-22