0001140361-11-036143.txt : 20110707
0001140361-11-036143.hdr.sgml : 20110707
20110707175741
ACCESSION NUMBER: 0001140361-11-036143
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110628
FILED AS OF DATE: 20110707
DATE AS OF CHANGE: 20110707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LABRANCHE GEORGE M L IV
CENTRAL INDEX KEY: 0001094446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34516
FILM NUMBER: 11957255
MAIL ADDRESS:
STREET 1: ONE EXCHANGE PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006-3008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: (646) 562-1000
MAIL ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
3
1
doc1.xml
FORM 3
X0203
3
2011-06-28
0
0001466538
COWEN GROUP, INC.
COWN
0001094446
LABRANCHE GEORGE M L IV
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK
NY
10022
1
1
0
0
Senior Managing Director
Class A Common Stock
1697691
D
Class A Common Stock
1297400
I
Held by wife
Received in exchange for 1,701,094 shares of LaBranche & Co Inc. ("LaBranche") common stock upon consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of February 16, 2011, by and among the Issuer, Louisiana Merger Sub, Inc., a wholly owned subsidiary of the Issuer, and LaBranche.
Received in exchange for 1,300,000 shares of LaBranche & Co Inc. ("LaBranche") common stock upon consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of February 16, 2011, by and among the Issuer, Louisiana Merger Sub, Inc., a wholly owned subsidiary of the Issuer, and LaBranche.
The Reporting Person was appointed as an officer and director of the Issuer on June 28, 2011, effective immediately following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of February 16, 2011, by and among the Issuer, Louisiana Merger Sub, Inc., a wholly owned subsidiary of the Issuer, and LaBranche & Co Inc.
/s/ George M.L. LaBranche IV
2011-07-07