0001407682-18-000049.txt : 20180215 0001407682-18-000049.hdr.sgml : 20180215 20180215164047 ACCESSION NUMBER: 0001407682-18-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardner Steven D. CENTRAL INDEX KEY: 0001564793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 18618263 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-253-6200 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-02-14 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001564793 Gardner Steven D. C/O RUDOLPH TECHNOLOGIES, INC. 16 JONSPIN ROAD WILMINGTON MA 01887 0 0 0 1 VP of Engineering LSG Common Stock 2018-02-14 4 M 0 6000 12.22 A 33314 D Common Stock 2018-02-14 4 S 0 6000 25.21 D 27314 D Non-Qualified Stock Option (right to buy) 12.22 2018-02-14 4 M 0 6000 25.21 D 2013-12-12 2022-12-12 Common Stock 6000 0 D 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date. /s/ Steven D. Gardner 2018-02-15