0001407682-17-000142.txt : 20171107 0001407682-17-000142.hdr.sgml : 20171107 20171107163947 ACCESSION NUMBER: 0001407682-17-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: da Silveira Elvino M CENTRAL INDEX KEY: 0001564707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 171183912 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-253-6200 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-11-03 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001564707 da Silveira Elvino M C/O RUDOLPH TECHNOLOGIES, INC. 16 JONSPIN ROAD WILMINGTON MA 01887 0 0 0 1 VP Business Development Common Stock 2017-11-03 4 M 0 10000 12.22 A 43700 D Common Stock 2017-11-03 4 S 0 700 26.05 D 43000 D Common Stock 2017-11-03 4 S 0 300 26.08 D 42700 D Common Stock 2017-11-03 4 S 0 700 26.1 D 42000 D Common Stock 2017-11-03 4 S 0 800 26.13 D 41200 D Common Stock 2017-11-03 4 S 0 1500 26.15 D 39700 D Common Stock 2017-11-03 4 S 0 300 26.18 D 39400 D Common Stock 2017-11-03 4 S 0 1048 26.2 D 38352 D Common Stock 2017-11-03 4 S 0 752 26.35 D 37600 D Common Stock 2017-11-03 4 S 0 1000 26.45 D 36600 D Common Stock 2017-11-03 4 S 0 400 26.48 D 36200 D Common Stock 2017-11-03 4 S 0 2500 26.5 D 33700 D Non-Qualified Stock Option (right to buy) 12.22 2017-11-03 4 M 0 10000 0.0 D 2013-12-12 2022-12-12 Common Stock 10000 10000 D The amount of shares indicated in direct beneficial ownership include shares acquired through the Employee Stock Purchase Plan. 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date. /s/ Elvino da Silveira 2017-11-07