0001407682-17-000102.txt : 20170301 0001407682-17-000102.hdr.sgml : 20170301 20170301154258 ACCESSION NUMBER: 0001407682-17-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-253-6200 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardner Steven D. CENTRAL INDEX KEY: 0001564793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 17653868 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-27 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001564793 Gardner Steven D. C/O RUDOLPH TECHNOLOGIES, INC. 16 JONSPIN ROAD WILMINGTON MA 01887 0 0 0 1 VP of Engineering LSG Common Stock 2017-02-27 4 M 0 24000 12.22 A 51066 D Common Stock 2017-02-27 4 F 0 13181 22.25 D 37885 D Common Stock 2017-02-27 4 F 0 3413 22.25 D 34472 D Common Stock 2017-02-28 4 S 0 2715 21.55 D 31757 D Common Stock 2017-02-28 4 S 0 595 21.6 D 31162 D Common Stock 2017-02-28 4 S 0 100 21.58 D 31062 D Common Stock 2017-02-28 4 S 0 90 21.63 D 30972 D Common Stock 2017-02-28 4 S 0 200 21.68 D 30772 D Common Stock 2017-02-28 4 S 0 1600 21.73 D 29172 D Common Stock 2017-02-28 4 S 0 700 21.75 D 28472 D Common Stock 2017-02-28 4 S 0 400 21.78 D 28072 D Common Stock 2017-02-28 4 S 0 200 21.83 D 27872 D Common Stock 2017-02-28 4 S 0 300 21.85 D 27572 D Common Stock 2017-02-28 4 S 0 100 21.88 D 27472 D Common Stock 2017-02-28 4 S 0 206 21.8 D 27266 D Common Stock 2017-02-28 4 S 0 200 21.9 D 27066 D Non-Qualified Stock Option (right to buy) 12.22 2017-02-27 4 M 0 24000 0.0 D 2013-12-12 2022-12-12 Common Stock 24000 6000 D Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person. 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date. By: /s/ Robert A. Koch For: Steven D. Gardner 2017-03-01