0001407682-17-000074.txt : 20170221
0001407682-17-000074.hdr.sgml : 20170221
20170221161551
ACCESSION NUMBER: 0001407682-17-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001094392
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 223531208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
BUSINESS PHONE: 978-253-6200
MAIL ADDRESS:
STREET 1: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gardner Steven D.
CENTRAL INDEX KEY: 0001564793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36226
FILM NUMBER: 17625235
MAIL ADDRESS:
STREET 1: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-16
0
0001094392
RUDOLPH TECHNOLOGIES INC
RTEC
0001564793
Gardner Steven D.
C/O RUDOLPH TECHNOLOGIES, INC.
16 JONSPIN ROAD
WILMINGTON
MA
01887
0
0
0
1
VP of Engineering LSG
Common Stock
2017-02-16
4
D
0
301
21.8
D
22899
D
Common Stock
2017-02-16
4
A
0
4167
0.0
A
27066
D
Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person.
On January 27, 2016, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2016 (the "Metrics"). Effective upon the receipt of the Company's 2016 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2016 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 16, 2017 and on each of the subsequent four (4) years vesting annually on January 27.
By: /s/ Robert A. Koch For: Steven D. Gardner
2017-02-21