0001407682-16-000233.txt : 20160224 0001407682-16-000233.hdr.sgml : 20160224 20160224172242 ACCESSION NUMBER: 0001407682-16-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardner Steven D. CENTRAL INDEX KEY: 0001564793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 161452999 MAIL ADDRESS: STREET 1: P.O. BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-19 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001564793 Gardner Steven D. C/O RUDOLPH TECHNOLOGIES, INC. ONE RUDOLPH ROAD, PO BOX 1000 FLANDERS NJ 07836 0 0 0 1 VP of Engineering LSG Common Stock 2016-02-19 4 A 0 6000.0 0.0 A 22753 D Common Stock 2016-02-19 4 D 0 453.0 11.79 D 22300 D On January 28, 2015, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2015 (the Metrics"). Effective upon the receipt of the Company's 2015 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2015 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 19, 2016 and on each of the subsequent four (4) years vesting annually on January 28. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person. By: /s/ Robert A. Koch For: Steven D. Gardner 2016-02-24