0001407682-16-000195.txt : 20160129 0001407682-16-000195.hdr.sgml : 20160129 20160129174523 ACCESSION NUMBER: 0001407682-16-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160127 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH ROBERT ALAN CENTRAL INDEX KEY: 0001244761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 161374727 MAIL ADDRESS: STREET 1: ONE RUDOLPH RD STREET 2: PO BOX 1000 CITY: FLANDERS STATE: NJ ZIP: 07836 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-27 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001244761 KOCH ROBERT ALAN C/O RUDOLPH TECHNOLOGIES, INC. ONE RUDOLPH ROAD, PO BOX 1000 FLANDERS NJ 07836 0 0 0 1 VP & General Counsel Common Stock 2016-01-27 4 A 0 4173.0 0.0 A 47969 D Common Stock 2016-01-28 4 D 0 365.0 12.46 D 47604 D Each Restricted Stock Unit represents a contingent right to receive one (1) share of RTEC Common Stock. 20% of the shares of Common Stock subject to the Restricted Stock Unit vest each year on the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person. /s/ Robert A. Koch 2016-01-29