0001407682-15-000151.txt : 20150902 0001407682-15-000151.hdr.sgml : 20150902 20150902091104 ACCESSION NUMBER: 0001407682-15-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150902 DATE AS OF CHANGE: 20150902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERRY DANIEL H CENTRAL INDEX KEY: 0001257731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 151088599 MAIL ADDRESS: STREET 1: C/O RUDOLPH TEDHNOLOGIES INC STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-08-31 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001257731 BERRY DANIEL H C/O RUDOLPH TECHNOLOGIES, INC. ONE RUDOLPH ROAD, PO BOX 1000 FLANDERS NJ 07836 1 0 0 0 Common Stock 2015-08-31 4 M 0 10000.0 7.86 A 31500 D Common Stock 2015-08-31 4 F 0 6348.0 12.38 D 25152 D Common Stock 2015-08-31 4 S 0 3652.0 12.67 D 21500 D Non-Qualified Stock Option (right to buy) 7.86 2015-08-31 4 M 0 10000.0 12.38 D 2010-07-30 2019-07-29 Common Stock 10000 0 D Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.62 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. /s/ Daniel H. Berry 2015-09-01