0001407682-15-000084.txt : 20150224
0001407682-15-000084.hdr.sgml : 20150224
20150224163735
ACCESSION NUMBER: 0001407682-15-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001094392
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 223531208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
BUSINESS PHONE: 9736911300
MAIL ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTH STEVEN R
CENTRAL INDEX KEY: 0001132849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36226
FILM NUMBER: 15644004
MAIL ADDRESS:
STREET 1: ONE RUDOLPH ROAD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-02-20
0
0001094392
RUDOLPH TECHNOLOGIES INC
RTEC
0001132849
ROTH STEVEN R
C/O RUDOLPH TECHNOLOGIES, INC.
ONE RUDOLPH ROAD, PO BOX 1000
FLANDERS
NJ
07836
0
1
0
0
Senior Vice President & CFO
Common Stock
2015-02-20
4
D
0
318.0
12.3
D
83745
D
Common Stock
2015-02-20
4
A
0
5250.0
0.0
A
88995
D
Common Stock
2015-02-22
4
D
0
257.0
12.3
D
88738
D
Common Stock
2015-02-22
4
D
0
223.0
12.3
D
88515
D
Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person.
On January 31, 2014, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2014 (the Metrics"). Effective upon the receipt of the Company's 2014 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2014 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 20, 2015 and on each of the subsequent four (4) years vesting annually on January 31.
/s/ Steven R. Roth
2015-02-24