0001407682-15-000082.txt : 20150224
0001407682-15-000082.hdr.sgml : 20150224
20150224163624
ACCESSION NUMBER: 0001407682-15-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001094392
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 223531208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
BUSINESS PHONE: 9736911300
MAIL ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLAUGHLIN PAUL F
CENTRAL INDEX KEY: 0001196449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36226
FILM NUMBER: 15643991
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-02-20
0
0001094392
RUDOLPH TECHNOLOGIES INC
RTEC
0001196449
MCLAUGHLIN PAUL F
C/O RUDOLPH TECHNOLOGIES, INC.
ONE RUDOLPH ROAD, PO BOX 1000
FLANDERS
NJ
07836
1
1
0
0
Chairman and CEO
Common Stock
2015-02-20
4
D
0
54194.0
12.3
D
794573
D
Common Stock
2015-02-20
4
A
0
65625.0
0.0
A
860198
D
Common Stock
2015-02-20
4
A
0
55380.0
0.0
A
915578
D
Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units grants previously received by the Reporting Person.
On January 31, 2014, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2014 (the "Metrics"). Effective upon the receipt of the Company's 2014 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2014 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award vested with respect to one hundred percent (100%) of the shares subject to the award (rounded down to the next whole number of shares) on February 20, 2015.
On September 27, 2011, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain non-GAAP EPS goals for fiscal years 2012, 2013 and 2014 (the "Metrics"). Effective upon the receipt of the Company's 2014 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the Metrics. Pursuant to the terms of the recipient?s employment agreement, the awarded performance-based RSU's vested with respect to one hundred percent (100%) of the shares subject to the award (rounded down to the next whole number of shares) on February 20, 2015.
By: /s/ Robert A. Koch For: Paul F. McLaughlin
2015-02-24