0001407682-13-000053.txt : 20130305
0001407682-13-000053.hdr.sgml : 20130305
20130305112345
ACCESSION NUMBER: 0001407682-13-000053
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130228
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOCH ROBERT ALAN
CENTRAL INDEX KEY: 0001244761
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27965
FILM NUMBER: 13664383
MAIL ADDRESS:
STREET 1: ONE RUDOLPH RD
STREET 2: PO BOX 1000
CITY: FLANDERS
STATE: NJ
ZIP: 07836
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001094392
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 223531208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
BUSINESS PHONE: 9736911300
MAIL ADDRESS:
STREET 1: PO BOX 1000
STREET 2: ONE RUDOLPH RD
CITY: FLANDERS
STATE: NJ
ZIP: 07836
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2013-02-28
2013-03-01
0
0001094392
RUDOLPH TECHNOLOGIES INC
RTEC
0001244761
KOCH ROBERT ALAN
ONE RUDOLPH RD
PO BOX 1000
FLANDERS
NJ
07836
0
0
0
1
VP & General Counsel
Common Stock
2013-02-28
4
S
0
1750
10.94
D
28325
D
Common Stock
2013-02-28
4
S
0
500
10.95
D
27825
D
Common Stock
2013-03-01
4
A
0
2400
0
A
30225
D
This filing is made solely to amend the footnote for the filing on 3/1/2013 to state "On 1/25/2012, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units such that the number of RSUs issued under the award would be contingent on the Company achieving certain revenue and non-GAAP earnings before interest and taxes goals for fiscal year 2012 (the "Metrics"). Effective upon the receipt of the Company's 2012 audited financial results from its independent auditors, a final determination of the number of performance-based RSUs to be awarded was made based on achievement against the 2012 Metrics. The awarded performance-based RSUs are still subject to a service requirement such that the award shall vest with respect to 20% of the shares subject to the award (rounded down to the next whole number of shares) on 3/1/2013 and on each of the subsequent four years vesting annually on January 25."
/s/ Robert A. Koch
2013-03-05