0001407682-13-000053.txt : 20130305 0001407682-13-000053.hdr.sgml : 20130305 20130305112345 ACCESSION NUMBER: 0001407682-13-000053 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH ROBERT ALAN CENTRAL INDEX KEY: 0001244761 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27965 FILM NUMBER: 13664383 MAIL ADDRESS: STREET 1: ONE RUDOLPH RD STREET 2: PO BOX 1000 CITY: FLANDERS STATE: NJ ZIP: 07836 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2013-02-28 2013-03-01 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001244761 KOCH ROBERT ALAN ONE RUDOLPH RD PO BOX 1000 FLANDERS NJ 07836 0 0 0 1 VP & General Counsel Common Stock 2013-02-28 4 S 0 1750 10.94 D 28325 D Common Stock 2013-02-28 4 S 0 500 10.95 D 27825 D Common Stock 2013-03-01 4 A 0 2400 0 A 30225 D This filing is made solely to amend the footnote for the filing on 3/1/2013 to state "On 1/25/2012, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units such that the number of RSUs issued under the award would be contingent on the Company achieving certain revenue and non-GAAP earnings before interest and taxes goals for fiscal year 2012 (the "Metrics"). Effective upon the receipt of the Company's 2012 audited financial results from its independent auditors, a final determination of the number of performance-based RSUs to be awarded was made based on achievement against the 2012 Metrics. The awarded performance-based RSUs are still subject to a service requirement such that the award shall vest with respect to 20% of the shares subject to the award (rounded down to the next whole number of shares) on 3/1/2013 and on each of the subsequent four years vesting annually on January 25." /s/ Robert A. Koch 2013-03-05