0001407682-12-000045.txt : 20120301 0001407682-12-000045.hdr.sgml : 20120301 20120301171253 ACCESSION NUMBER: 0001407682-12-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kepten Avishai CENTRAL INDEX KEY: 0001503853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27965 FILM NUMBER: 12658830 MAIL ADDRESS: STREET 1: ONE RUDOLPH RD PO BOX 1000 CITY: FLANDERS STATE: NJ ZIP: 07836 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: PO BOX 1000 STREET 2: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-03-01 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001503853 Kepten Avishai C/O RUDOLPH TECHNOLOGIES, INC. ONE RUDOLPH ROAD, PO BOX 1000 FLANDERS NJ 07836 0 0 0 1 VP & GM Metrology BU Common Stock 2012-03-01 4 A 0 707 0 A 10707 D On January 26, 2011, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and earnings per share goals as well as personal performance goals for fiscal year 2011 (the "Metrics"). Effective upon the receipt of the Company's 2011 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2011 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on March 1, 2012 and on each of the subsequent four (4) years vesting annually on January 26. /s/ Avishai Kepten 2012-03-01