-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpRiHxNgA55VNEma73RPw6+4KmWfUMErnrf73iaq4/TW7L9Ibl58prw67spLq5ly XALakRJohtfjDutbfTV56Q== 0001257815-03-000008.txt : 20031104 0001257815-03-000008.hdr.sgml : 20031104 20031104172748 ACCESSION NUMBER: 0001257815-03-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031103 FILED AS OF DATE: 20031104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9736911300 MAIL ADDRESS: STREET 1: ONE RUDOLPH RD CITY: FLANDERS STATE: NJ ZIP: 07836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH STEVEN R CENTRAL INDEX KEY: 0001132849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27965 FILM NUMBER: 03977275 BUSINESS ADDRESS: STREET 1: ONE RUDOLPH ROAD CITY: FLANDERS STATE: NJ ZIP: 07836 BUSINESS PHONE: 9734484302 MAIL ADDRESS: STREET 1: ONE RUDOLPH ROAD CITY: FLANDERS STATE: NJ ZIP: 07836 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-11-03 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001132849 ROTH STEVEN R C/O RUDOLPH TECHNOLOGIES, INC. ONE RUDOLPH ROAD FLANDERS NJ 07836 0 1 0 0 Senior Vice President & CFO Common Stock 2003-11-03 4 M 0 8904 0.73 A 17590 D Common Stock 2003-11-03 4 S 0 8904 27 D 8686 D Common Stock 2003-11-03 4 M 0 299 0.56 A 8985 D Common Stock 2003-11-03 4 S 0 299 27 D 8686 D Common Stock 2003-11-03 4 M 0 6731 16 A 15417 D Common Stock 2003-11-03 4 S 0 6731 27 D 8686 D Common Stock 2003-11-03 4 S 0 1429 27 D 7257 D Common Stock 2003-11-03 4 S 0 2637 27 D 0 I By Self for Son/Dgtr Non-Qualified Stock Option (right to buy) 0.56 2003-11-03 4 M 0 299 27 D 1999-11-12 2009-07-22 Common Stock 299 0 D Non-Qualified Stock Option (right to buy) 0.73 2003-11-03 4 M 0 8904 27 D 1999-11-12 2008-07-19 Common Stock 8904 0 D Non-Qualified Stock Option (right to buy) 16 2003-11-03 4 M 0 6731 27 D 2000-11-11 2009-11-10 Common Stock 6731 37019 D 20% of the shares of Common Stock subject to the Option becomes exercisable twelve months after the date the Option was granted and 1/60th of the shares of Common Stock subject to the Option vest each month thereafter. /s/ Steven R. Roth 2003-11-04 -----END PRIVACY-ENHANCED MESSAGE-----