0001094392-17-000020.txt : 20170511 0001094392-17-000020.hdr.sgml : 20170511 20170511122347 ACCESSION NUMBER: 0001094392-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDOLPH TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094392 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 223531208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-253-6200 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH STEVEN R CENTRAL INDEX KEY: 0001132849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36226 FILM NUMBER: 17833249 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-09 0 0001094392 RUDOLPH TECHNOLOGIES INC RTEC 0001132849 ROTH STEVEN R C/O RUDOLPH TECHNOLOGIES, INC. 16 JONSPIN ROAD WILMINGTON MA 01887 0 1 0 0 Senior Vice President & CFO Common Stock 2017-05-09 4 M 0 56000 6.8 A 143324 D Common Stock 2017-05-09 4 F 0 27978 24.15 D 115346 D Common Stock 2017-05-09 4 S 0 10000 24.12 D 105346 D Common Stock 2017-05-10 4 S 0 10000 24.65 D 95346 D Common Stock 2017-05-11 4 S 0 8000 24.26 D 87346 D Non-Qualified Stock Option (right to buy) 6.8 2017-05-09 4 M 0 56000 6.8 D 2010-08-20 2019-08-20 Common Stock 56000 0 D Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person. 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date. Steven R. Roth 2017-05-11