S-8 1 ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on February 11, 2004

 


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

REGISTRATION STATEMENT

ON FORM S-8

UNDER

THE SECURITIES ACT OF 1933

 


 

SOMERA COMMUNICATIONS, INC.

(Exact name of Registrant as specified in its charter)

 


 

Delaware  

5383 Hollister Avenue

Santa Barbara, California 93111

  77-0521878

(State of

Incorporation)

 

(Address of principal executive

offices, including zip code)

 

(IRS Employer

Identification Number)

 

1999 Employee Stock Purchase Plan

(Full title of the plan)

 


 

C. Stephen Cordial

Chief Financial Officer and Acting Chief Executive Officer

SOMERA COMMUNICATIONS, INC.

5383 Hollister Avenue

Santa Barbara, California 93111

(805) 681-3322

(Name, address and telephone number of agent for service)

 


 

Copy to:

 

Jeffrey D. Saper, Esq.

WILSON SONSINI GOODRICH & ROSATI, P.C.

Professional Corporation

650 Page Mill Road

Palo Alto, CA 94304-1050

 


 

CALCULATION OF REGISTRATION FEE

 


Title of Securities to be Registered    Amount to be
Registered
   Proposed
Maximum
Offering Price
Per Share
    Proposed
Maximum
Aggregate
Offering Price
   Amount of
Registration
Fee

Common Stock, $0.001 par value per share, to be issued under the 1999 Employee Stock Purchase Plan

   299,969    $ 2.30775 (1)   $ 692,254    $ 88

 

(1) Estimated in accordance with Rule 457(h) solely for the purpose of calculating the registration fee based on the price of $2.715 per share, which was the average of the high and low prices per share of the Common Stock as reported on the Nasdaq National Market on February 5, 2004 (the “Market Price”). The price per share for the Employee Stock Purchase Plan is 85% of the Market Price.

 



PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Explanatory Note:

 

This Registration Statement is filed pursuant to Item E under the general instruction to Form S-8 under the Securities Act of 1933, as amended, with respect to 299,969 additional shares of Common Stock that may be issued under the Registrant’s 1999 Employee Stock Purchase Plan (the “Plan”) as a result of an automatic annual increase in the number of shares authorized for issuance under the Plan. The contents of the Registrant’s Form S-8 Registration Statement, Registration No. 333-93295, dated December 21, 1999, relating to the Registrant’s 1999 Employee Stock Purchase Plan, are incorporated herein by reference.

 

Item 8. Exhibits.

 

Exhibit

Number


  

Description


    4.1*    1999 Employee Stock Purchase Plan
  5.1    Opinion of Wilson Sonsini Goodrich & Rosati, P.C.
23.1    Consent of PricewaterhouseCoopers LLP, Independent Auditors
23.2    Consent of Wilson Sonsini Goodrich & Rosati, Professional Corporation (contained in Exhibit 5.1)
24.1    Power of Attorney (contained on page II-2)

* Previously filed as an exhibit to Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999.


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on February 10, 2004.

 

SOMERA COMMUNICATIONS, INC.

By:  

/s/    C. STEPHEN CORDIAL        

   
   

C. Stephen Cordial

Chief Financial Officer and Acting Chief Executive

Officer

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints C. Stephen Cordial and Jeremy Rossen, jointly and severally, his attorneys-in-fact, each with full power of substitution, for him in any and all capacities, to sign any amendments to this Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his substitute or substitutes, may do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities on February 10, 2004.

 

Signature


  

Title


/S/    C. STEPHEN CORDIAL        


C. Stephen Cordial

  

Chief Financial Officer and Acting Chief Executive Officer

(Principal Executive Officer and Principal Financial and Accounting Officer)

/S/    BARRY PHELPS        


Barry Phelps

   Chairman of the Board

/S/    WALTER G. KORTSCHAK        


Walter G. Kortschak

   Director

/S/    DANIEL A. FIRESTONE        


Daniel A. Firestone

   Director

/S/    CHARLES E. LEVINE        


Charles E. Levine

   Director

/S/    CASIMIR S. SKRZPCZAK        


Casimir S. Skrzpczak

   Director

/S/    DAVID A. YOUNG        


David A. Young

   Director


INDEX TO EXHIBITS

 

Exhibit

Number


  

Description


    4.1*    1999 Employee Stock Purchase Plan
  5.1    Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation
23.1    Consent of PricewaterhouseCoopers LLP, Independent Accountants
23.2    Consent of Counsel (contained in Exhibit 5.1)
24.1    Power of Attorney (contained on page II-4)

* Previously filed as an exhibit to the Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999.