-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CU5+nk/3TGnqiUNrxDWPVkX/fxnAxhdBQDsULl8hLC3qZUl74f9tQotfCqUlvDvy jZQufnZnvmCjLmSyQeahcg== 0001193125-03-038007.txt : 20030814 0001193125-03-038007.hdr.sgml : 20030814 20030814162849 ACCESSION NUMBER: 0001193125-03-038007 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20030814 EFFECTIVENESS DATE: 20030814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOMERA COMMUNICATIONS INC CENTRAL INDEX KEY: 0001094243 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 770521878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-107982 FILM NUMBER: 03848106 BUSINESS ADDRESS: STREET 1: 5383 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 8056813322 MAIL ADDRESS: STREET 1: 5383 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93111 S-8 1 ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on August 14, 2003


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

REGISTRATION STATEMENT

ON FORM S-8

UNDER

THE SECURITIES ACT OF 1933

 


 

SOMERA COMMUNICATIONS, INC.

(Exact name of Registrant as specified in its charter)

 

 

Delaware  

5383 Hollister Avenue

Santa Barbara, California 93111

  77-0521878

(State of Incorporation)

 

(Address of principal executive offices,

including zip code)

  (IRS Employer Identification Number)

 

 


 

1999 Stock Option Plan

1999 Employee Stock Purchase Plan

(Full title of the plans)

 


 

 

C. Stephen Cordial

Chief Financial Officer

SOMERA COMMUNICATIONS, INC.

5383 Hollister Avenue

Santa Barbara, California 93111

(805) 681-3322

(Name, address and telephone number of agent for service)

 

Copy to:

Jeffrey D. Saper, Esq.

WILSON SONSINI GOODRICH & ROSATI, P.C.

Professional Corporation

650 Page Mill Road

Palo Alto, CA 94304-1050

 



CALCULATION OF REGISTRATION FEE

 


Title of Securities to be Registered    Amount to be
Registered
   Proposed
Maximum
Offering Price
Per Share
    Proposed
Maximum
Aggregate
Offering Price
   Amount of
Registration
Fee

Common Stock, $0.001 par value per share, to be issued under the 1999 Stock Option Plan

   1,956,086    $ 1.615 (1)   $ 3,159,079    $ 255.57

Common Stock, $0.001 par value per share, to be issued under the 1999 Employee Stock Purchase Plan

   167,977    $ 1.37275 (1)   $ 230,591    $ 18.66

TOTAL:

   2,124,063      —       $ 3,389,670    $ 274.23

 

(1)   Estimated in accordance with Rule 457(h) solely for the purpose of calculating the registration fee based on the price of $1.615 per share, which was the average of the high and low prices per share of the Common Stock as reported on the Nasdaq National Market on August 11, 2003 (the “Market Price”). The price per share for the Employee Stock Purchase Plan is 85% of the Market Price.

 


PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Explanatory Note:

 

This Registration Statement is filed pursuant to Item E under the general instruction to Form S-8 under the Securities Act of 1933, as amended, with respect to an aggregate of 2,124,063 additional shares of Common Stock that may be issued under the Registrant’s 1999 Stock Option Plan and 1999 Employee Stock Purchase Plan (collectively, the “Plans”) as a result of certain automatic annual increases in the number of shares authorized for issuance under the Plans. The contents of the Registrant’s Form S-8 Registration Statement, Registration No. 333-93295, dated December 21, 1999, relating to the Registrant’s 1999 Stock Option Plan and 1999 Employee Stock Purchase Plan, are incorporated herein by reference.

 

Item 8.    Exhibits.

 

Exhibit
Number


  

Description


4.1*

   1999 Stock Option Plan and form of agreements thereunder

4.2*

   1999 Employee Stock Purchase Plan

5.1

   Opinion of Wilson Sonsini Goodrich & Rosati, P.C.

23.1

   Consent of PricewaterhouseCoopers LLP, Independent Auditors

23.2

   Consent of Wilson Sonsini Goodrich & Rosati, Professional Corporation (contained in Exhibit 5.1)

24.1

   Power of Attorney (contained on page II-4)

*   Previously filed as an exhibit to Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999.

 

 

-1-


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on August 14, 2003.

 

SOMERA COMMUNICATIONS, INC.

By:

 

/s/    C. STEPHEN CORDIAL


   

C. Stephen Cordial

Chief Financial Officer

 

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Rick Darnaby and C. Stephen Cordial, jointly and severally, his attorneys-in-fact, each with full power of substitution, for him in any and all capacities, to sign any amendments to this Registration Statement on Form S-8, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his substitute or substitutes, may do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities on August 14, 2003.

 

Signature


 

Title


/s/    RICK DARNABY


Rick Darnaby

 

President, Chief Executive Officer and Director

(Principal Executive Officer)

/s/    C. STEPHEN CORDIAL


C. Stephen Cordial

  Chief Financial Officer (Principal Financial and Accounting Officer)

/s/    DAN FIRESTONE


Dan Firestone

  Chairman of the Board

/s/    WALTER G. KORTSCHAK


Walter G. Kortschak

  Director

/s/    PETER Y. CHUNG


Peter Y. Chung

  Director

/s/    BARRY PHELPS


Barry Phelps

  Director

/s/    GIL VARON


Gil Varon

  Director


INDEX TO EXHIBITS

 

Exhibit
Number


  

Description


4.1*

   1999 Stock Option Plan and form of agreements thereunder

4.2*

   1999 Employee Stock Purchase Plan

5.1

   Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation

23.1

   Consent of PricewaterhouseCoopers LLP, Independent Accountants

23.2

   Consent of Counsel (contained in Exhibit 5.1)

24.1

   Power of Attorney (contained on page II-4)

*   Previously filed as an exhibit to the Registrant’s Registration Statement on Form S-1 (File No. 333-86927), as amended, declared effective by the Securities and Exchange Commission on November 11, 1999.

 

EX-5.1 3 dex51.htm OPINION OF WILSON SONSINI GOODRICH & ROSATI Opinion of Wilson Sonsini Goodrich & Rosati

EXHIBIT 5.1

 

August 14, 2003

 

Somera Communications, Inc.

5383 Hollister Avenue

Santa Barbara, California 93111

 

Re:    Registration Statement on Form S-8

 

Ladies and Gentlemen:

 

We have examined the Registration Statement on Form S-8 to be filed by you with the Securities and Exchange Commission on or about August 14, 2003 (the “Registration Statement”), in connection with the registration under the Securities Act of 1933, as amended, of 1,956,086 shares of Common Stock (the “1999 Option Shares”) to be issued under the Company’s 1999 Stock Option Plan (the “1999 Option Plan”) and 167,977 shares of Common Stock (the “ESPP Shares”) to be issued under the Company’s 1999 Employee Stock Purchase Plan (the “ESPP”).

 

As your legal counsel, we have examined the proceedings taken and are familiar with the proceedings proposed to be taken by you in connection with the sale and issuance of the 1999 Option Shares and the ESPP Shares (collectively, the “Shares”). It is our opinion that the Shares, when issued and sold in the manner referred to in the 1999 Option Plan and the ESPP (collectively, the “Plans”), and pursuant to the agreements which accompany the Plans, as applicable, will be legally and validly issued, fully paid and nonassessable.

 

We consent to the use of this opinion as an exhibit to the Registration Statement and further consent to the use of our name wherever appearing in the Registration Statement and any amendments thereto.

 

Sincerely,

 

WILSON SONSINI GOODRICH & ROSATI

Professional Corporation

 

/s/    WILSON SONSINI GOODRICH & ROSATI, P.C.

 

EX-23.1 4 dex231.htm CONSENT OF PRICEWATERHOUSECOOPERS LLP Consent of PricewaterhouseCoopers LLP

EXHIBIT 23.1

CONSENT OF INDEPENDENT ACCOUNTANTS

 

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated January 28, 2003 relating to the financial statements, which appears in Somera Communications, Inc’s Annual Report on Form 10-K for the year ended December 31, 2002. We also consent to the incorporation by reference of our report dated January 28, 2003 relating to the financial statement schedules, which appears in such Annual Report on Form 10-K.

 

PricewaterhouseCoopers LLP

 

/s/    PRICEWATERHOUSECOOPERS LLP

 

San Jose, California

August 14, 2003

 

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