0001209191-16-108650.txt : 20160315 0001209191-16-108650.hdr.sgml : 20160315 20160315181808 ACCESSION NUMBER: 0001209191-16-108650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160311 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANKS JOHN F CENTRAL INDEX KEY: 0001094147 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 161508176 MAIL ADDRESS: STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC. STREET 2: 500 MAIN ST CITY: GROTON STATE: MA ZIP: 01471 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-11 0 0001145986 ASPEN AEROGELS INC ASPN 0001094147 FAIRBANKS JOHN F C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 VP, CFO and Treasurer Common Stock 2016-03-11 4 F 0 1744 4.01 D 73635 D Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") Represents 9,464 shares of Common Stock and 64,171 RSUs. /s/ Poongunran Muthukumaran, Attorney-in-fact 2016-03-15