0001209191-16-105767.txt : 20160303
0001209191-16-105767.hdr.sgml : 20160303
20160303191518
ACCESSION NUMBER: 0001209191-16-105767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANKS JOHN F
CENTRAL INDEX KEY: 0001094147
STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 161483150
MAIL ADDRESS:
STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC.
STREET 2: 500 MAIN ST
CITY: GROTON
STATE: MA
ZIP: 01471
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-01
0
0001145986
ASPEN AEROGELS INC
ASPN
0001094147
FAIRBANKS JOHN F
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
VP, CFO and Treasurer
Common Stock
2016-03-01
4
A
0
34461
0.00
A
75379
D
Stock Options (right to buy)
3.99
2016-03-01
4
A
0
67316
0.00
A
2026-03-01
Common Stock
67316
67316
D
Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on March 1, 2017, an additional one-third of the shares on March 1, 2018, and the remaining one-third of the shares on March 1, 2019.
Represents 5,682 shares of Common Stock and 69,697 RSUs
The options vest as to one-third of the shares on March 1, 2017, an additional one-third of the shares on March 1, 2018 and the remaining one-third of the shares on March 1, 2019.
/s/ Poongunran Muthukumaran, Attorney-in-fact
2016-03-03