0001209191-15-025987.txt : 20150313
0001209191-15-025987.hdr.sgml : 20150313
20150313160223
ACCESSION NUMBER: 0001209191-15-025987
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150311
FILED AS OF DATE: 20150313
DATE AS OF CHANGE: 20150313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANKS JOHN F
CENTRAL INDEX KEY: 0001094147
STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0627
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 15699366
MAIL ADDRESS:
STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC.
STREET 2: 500 MAIN ST
CITY: GROTON
STATE: MA
ZIP: 01471
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-03-11
2015-03-12
0
0001145986
ASPEN AEROGELS INC
ASPN
0001094147
FAIRBANKS JOHN F
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
VP, CFO and Treasurer
Common Stock
2015-03-11
4
A
0
16578
0.00
A
42940
D
Stock Options (right to buy)
7.54
2015-03-11
4
A
0
30029
0.00
A
2025-03-11
Common Stock
30029
30029
D
Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on March 11, 2016 and as to an additional one-third of the shares each successive twelve-month period thereafter, until March 11, 2018.
Represents 1485 shares of common stock and 41,455 RSUs
The options vest as to one-third of the options on March 11, 2016 and as to an additional one-third of the options each successive twelve-month period thereafter, until March 11, 2018.
This amendment is filed to solely correct a typographical error in the exercise price of the options reported in the Form 4 filed on 3/12/2015
/s/Poongunran Muthukumaran, Attorney-in-fact
2015-03-13