0001209191-15-025987.txt : 20150313 0001209191-15-025987.hdr.sgml : 20150313 20150313160223 ACCESSION NUMBER: 0001209191-15-025987 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANKS JOHN F CENTRAL INDEX KEY: 0001094147 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 15699366 MAIL ADDRESS: STREET 1: C/O NEW ENGLAND BUSINESS SERVICE INC. STREET 2: 500 MAIN ST CITY: GROTON STATE: MA ZIP: 01471 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-03-11 2015-03-12 0 0001145986 ASPEN AEROGELS INC ASPN 0001094147 FAIRBANKS JOHN F C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 VP, CFO and Treasurer Common Stock 2015-03-11 4 A 0 16578 0.00 A 42940 D Stock Options (right to buy) 7.54 2015-03-11 4 A 0 30029 0.00 A 2025-03-11 Common Stock 30029 30029 D Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on March 11, 2016 and as to an additional one-third of the shares each successive twelve-month period thereafter, until March 11, 2018. Represents 1485 shares of common stock and 41,455 RSUs The options vest as to one-third of the options on March 11, 2016 and as to an additional one-third of the options each successive twelve-month period thereafter, until March 11, 2018. This amendment is filed to solely correct a typographical error in the exercise price of the options reported in the Form 4 filed on 3/12/2015 /s/Poongunran Muthukumaran, Attorney-in-fact 2015-03-13