0001094093-12-000189.txt : 20120705
0001094093-12-000189.hdr.sgml : 20120704
20120705100053
ACCESSION NUMBER: 0001094093-12-000189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yates Lloyd M
CENTRAL INDEX KEY: 0001311411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15929
FILM NUMBER: 12947201
MAIL ADDRESS:
STREET 1: 410 S WILMINGTON STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROGRESS ENERGY INC
CENTRAL INDEX KEY: 0001094093
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 562155481
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 S WILMINGTON ST
CITY: RALEIGH
STATE: NC
ZIP: 27601
BUSINESS PHONE: 9195466463
MAIL ADDRESS:
STREET 1: 410 S WILMINGTON ST
CITY: RALEIGH
STATE: NC
ZIP: 27601
FORMER COMPANY:
FORMER CONFORMED NAME: CP&L ENERGY INC
DATE OF NAME CHANGE: 20000314
FORMER COMPANY:
FORMER CONFORMED NAME: CP&L HOLDINGS INC
DATE OF NAME CHANGE: 19990830
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-07-02
1
0001094093
PROGRESS ENERGY INC
PGN
0001311411
Yates Lloyd M
410 S. WILMINGTON STREET
RALEIGH
NC
27601
0
1
0
0
President & CEO of major sub.
Common Stock
2012-07-02
4
D
0
65589
D
0
D
Common Stock
2012-07-02
4
D
0
1732
D
0
I
Employee 401(k) Plan
Units based on value of Common Stock
2012-07-02
4
D
0
179
D
Common Stock
179
0
D
Units based on value of Common Stock
2012-07-02
4
D
0
3017
D
Common Stock
3017
0
D
Units based on value of Common Stock
2012-07-02
4
D
0
44216
D
Common Stock
44216
0
D
Disposed of pursuant to the merger (the "Merger") of Progress Energy, Inc. ("Progress") with a subsidiary of Duke Energy Corporation ("Duke") whereby each share of Progress common stock, without par value, was converted into .87083 shares of Duke common stock, par value $.001 per share, having a market value based on the closing price of a share of Duke common stock on the New York Stock Exchange on the last day of trading prior to the effective date of the Merger of $69.84 (as adjusted to reflect Duke's 1-for-3 reverse stock split) per share and a cash payment being made for any fractional shares.
Includes 14,451 Restricted Stock Units, which are convertible at a rate of 1 unit for 1 share of Progress common stock, without par value. Each such unit was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke, subject to the same terms and conditions.
Each Management Deferred Compensation Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions.
Each Management Incentive Compensation Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions.
Each Performance Share Sub-Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions..
Lloyd M. Yates by Holly H. Wenger pursuant to POA
2012-07-05