0001094093-12-000186.txt : 20120705 0001094093-12-000186.hdr.sgml : 20120704 20120705095851 ACCESSION NUMBER: 0001094093-12-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120705 DATE AS OF CHANGE: 20120705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scarola James CENTRAL INDEX KEY: 0001423077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15929 FILM NUMBER: 12947192 MAIL ADDRESS: STREET 1: 410 S WILMINGTON ST CITY: RALEIGH STATE: NC ZIP: 27601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGRESS ENERGY INC CENTRAL INDEX KEY: 0001094093 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 562155481 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 S WILMINGTON ST CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9195466463 MAIL ADDRESS: STREET 1: 410 S WILMINGTON ST CITY: RALEIGH STATE: NC ZIP: 27601 FORMER COMPANY: FORMER CONFORMED NAME: CP&L ENERGY INC DATE OF NAME CHANGE: 20000314 FORMER COMPANY: FORMER CONFORMED NAME: CP&L HOLDINGS INC DATE OF NAME CHANGE: 19990830 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-02 1 0001094093 PROGRESS ENERGY INC PGN 0001423077 Scarola James 410 S. WILMINGTON STREET RALEIGH NC 27601 0 1 0 0 Senior Vice President Common Stock 2012-07-02 4 D 0 9427 D 0 D Common Stock 2012-07-02 4 D 0 1452 D 0 I Employee 401(k) Plan Units based on value of Common Stock 2012-07-02 4 D 0 80 D Common Stock 80 0 D Units based on value of Common Stock 2012-07-02 4 D 0 8747 D Common Stock 8747 0 D Units based on value of Common Stock 2012-07-02 4 D 0 37565 D Common Stock 37565 0 D Disposed of pursuant to the merger (the "Merger") of Progress Energy, Inc. ("Progress") with a subsidiary of Duke Energy Corporation ("Duke") whereby each share of Progress common stock, without par value, was converted into .87083 shares of Duke common stock, par value $.001 per share, having a market value based on the closing price of a share of Duke common stock on the New York Stock Exchange on the last day of trading prior to the effective date of the Merger of $69.84 (as adjusted to reflect Duke's 1-for-3 reverse stock split) per share and a cash payment being made for any fractional shares. Includes 9,427 Restricted Stock Units, which are convertible at a rate of 1 unit for 1 share of Progress common stock, without par value. Each such unit was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke, subject to the same terms and conditions. Each Management Deferred Compensation Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions. Each Management Incentive Compensation Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions. Each Performance Share Sub-Plan Unit, which was convertible at a rate of 1 unit for 1 share of Progress common stock, without par value, was disposed of pursuant to the Merger in exchange for .87083 corresponding units of Duke; subject to the same terms and conditions.. James Scarola by Holly H. Wenger pursuant to POA 2012-07-05