0001408408-20-000029.txt : 20200619
0001408408-20-000029.hdr.sgml : 20200619
20200619074925
ACCESSION NUMBER: 0001408408-20-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200616
FILED AS OF DATE: 20200619
DATE AS OF CHANGE: 20200619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eastern Capital LTD
CENTRAL INDEX KEY: 0001408408
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37939
FILM NUMBER: 20974272
BUSINESS ADDRESS:
STREET 1: 10 MARKET STREET, #773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
BUSINESS PHONE: 345-640-3300
MAIL ADDRESS:
STREET 1: 10 MARKET STREET, #773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portfolio Services Ltd.
CENTRAL INDEX KEY: 0001488856
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37939
FILM NUMBER: 20974273
BUSINESS ADDRESS:
STREET 1: 10 MARKET STREET, # 773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
BUSINESS PHONE: 345-640-3300
MAIL ADDRESS:
STREET 1: 10 MARKET STREET, # 773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DART KENNETH BRYAN
CENTRAL INDEX KEY: 0001331271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37939
FILM NUMBER: 20974274
MAIL ADDRESS:
STREET 1: P. O. BOX 31300
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marker Therapeutics, Inc.
CENTRAL INDEX KEY: 0001094038
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 880277072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3200 SOUTHWEST FREEWAY
STREET 2: SUITE 2240
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 400-6400
MAIL ADDRESS:
STREET 1: 3200 SOUTHWEST FREEWAY
STREET 2: SUITE 2240
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: TAPIMMUNE INC.
DATE OF NAME CHANGE: 20170629
FORMER COMPANY:
FORMER CONFORMED NAME: TAPIMMUNE INC
DATE OF NAME CHANGE: 20070628
FORMER COMPANY:
FORMER CONFORMED NAME: GENEMAX CORP
DATE OF NAME CHANGE: 20020718
4
1
ownership.xml
X0306
4
2020-06-16
0
0001094038
Marker Therapeutics, Inc.
MRKR
0001408408
Eastern Capital LTD
10 MARKET STREET, #773
CAMANA BAY
GRAND CAYMAN
E9
KY1-9006
CAYMAN ISLANDS
0
0
1
0
0001488856
Portfolio Services Ltd.
10 MARKET STREET, # 773
CAMANA BAY
GRAND CAYMAN
E9
KY1-9006
CAYMAN ISLANDS
0
0
1
0
0001331271
DART KENNETH BRYAN
P. O. BOX 31300
GRAND CAYMAN
E9
KY1-1206
CAYMAN ISLANDS
0
0
1
0
Series E-1 Warrant
15
2020-06-16
4
J
0
416667
D
2015-03-09
2020-06-16
Common Stock
0
0
D
The Series E-1 Warrant to purchase 416,667 shares of Common Stock of the Issuer at the exercise price of $15.00 per share with an expiration date of June 16, 2020, was not exercised by the Reporting Persons before such expiration.
Eastern Capital Limited is an investment entity that owns the securities reported on this Form 4. Portfolio Services Ltd. is a holding company which owns all of the outstanding stock of Eastern Capital Limited. Kenneth B. Dart is the beneficial owner of all of the outstanding stock of Portfolio Services Ltd.
/s/Eastern Capital Limited
2020-06-19
/s/Portfolio Services Ltd.
2020-06-19
/s/Kenneth B. Dart
2020-06-19