0001408408-20-000029.txt : 20200619 0001408408-20-000029.hdr.sgml : 20200619 20200619074925 ACCESSION NUMBER: 0001408408-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200616 FILED AS OF DATE: 20200619 DATE AS OF CHANGE: 20200619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eastern Capital LTD CENTRAL INDEX KEY: 0001408408 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37939 FILM NUMBER: 20974272 BUSINESS ADDRESS: STREET 1: 10 MARKET STREET, #773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 BUSINESS PHONE: 345-640-3300 MAIL ADDRESS: STREET 1: 10 MARKET STREET, #773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portfolio Services Ltd. CENTRAL INDEX KEY: 0001488856 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37939 FILM NUMBER: 20974273 BUSINESS ADDRESS: STREET 1: 10 MARKET STREET, # 773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 BUSINESS PHONE: 345-640-3300 MAIL ADDRESS: STREET 1: 10 MARKET STREET, # 773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DART KENNETH BRYAN CENTRAL INDEX KEY: 0001331271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37939 FILM NUMBER: 20974274 MAIL ADDRESS: STREET 1: P. O. BOX 31300 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marker Therapeutics, Inc. CENTRAL INDEX KEY: 0001094038 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 880277072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 2240 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: (713) 400-6400 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 2240 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: TAPIMMUNE INC. DATE OF NAME CHANGE: 20170629 FORMER COMPANY: FORMER CONFORMED NAME: TAPIMMUNE INC DATE OF NAME CHANGE: 20070628 FORMER COMPANY: FORMER CONFORMED NAME: GENEMAX CORP DATE OF NAME CHANGE: 20020718 4 1 ownership.xml X0306 4 2020-06-16 0 0001094038 Marker Therapeutics, Inc. MRKR 0001408408 Eastern Capital LTD 10 MARKET STREET, #773 CAMANA BAY GRAND CAYMAN E9 KY1-9006 CAYMAN ISLANDS 0 0 1 0 0001488856 Portfolio Services Ltd. 10 MARKET STREET, # 773 CAMANA BAY GRAND CAYMAN E9 KY1-9006 CAYMAN ISLANDS 0 0 1 0 0001331271 DART KENNETH BRYAN P. O. BOX 31300 GRAND CAYMAN E9 KY1-1206 CAYMAN ISLANDS 0 0 1 0 Series E-1 Warrant 15 2020-06-16 4 J 0 416667 D 2015-03-09 2020-06-16 Common Stock 0 0 D The Series E-1 Warrant to purchase 416,667 shares of Common Stock of the Issuer at the exercise price of $15.00 per share with an expiration date of June 16, 2020, was not exercised by the Reporting Persons before such expiration. Eastern Capital Limited is an investment entity that owns the securities reported on this Form 4. Portfolio Services Ltd. is a holding company which owns all of the outstanding stock of Eastern Capital Limited. Kenneth B. Dart is the beneficial owner of all of the outstanding stock of Portfolio Services Ltd. /s/Eastern Capital Limited 2020-06-19 /s/Portfolio Services Ltd. 2020-06-19 /s/Kenneth B. Dart 2020-06-19