0001144204-18-012627.txt : 20180302
0001144204-18-012627.hdr.sgml : 20180302
20180302175424
ACCESSION NUMBER: 0001144204-18-012627
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180302
DATE AS OF CHANGE: 20180302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silverman Joshua
CENTRAL INDEX KEY: 0001524858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37939
FILM NUMBER: 18663678
MAIL ADDRESS:
STREET 1: IROQUOIS CAPITAL MANAGEMENT LLC
STREET 2: 205 EAST 42ND ST - 20TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TAPIMMUNE INC.
CENTRAL INDEX KEY: 0001094038
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 880277072
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 WEST FORSYTH STREET
STREET 2: SUITE 200
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: (904) 516-5436
MAIL ADDRESS:
STREET 1: 5 WEST FORSYTH STREET
STREET 2: SUITE 200
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: TAPIMMUNE INC
DATE OF NAME CHANGE: 20070628
FORMER COMPANY:
FORMER CONFORMED NAME: GENEMAX CORP
DATE OF NAME CHANGE: 20020718
FORMER COMPANY:
FORMER CONFORMED NAME: EDUVERSE COM
DATE OF NAME CHANGE: 19990827
4
1
tv487621_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-28
0
0001094038
TAPIMMUNE INC.
TPIV
0001524858
Silverman Joshua
C/O PARKFIELD FUNDING LLC
205 EAST 42ND ST - 20TH FL.
NEW YORK
NY
10017
1
0
0
0
Common Stock
2018-02-28
4
J
0
153333
0
A
153333
I
By JNS Holdings Group LLC
Series A Warrants
1.20
2018-02-28
4
J
0
41667
0
A
2015-01-16
2020-01-16
Common Stock
41667
41667
I
By JNS Holdings Group LLC
Series C Warrants
6.00
2018-02-28
4
J
0
44000
0
A
2015-01-16
2020-01-16
Common Stock
44000
44000
I
By JNS Holdings Group LLC
Series D Warrants
9.00
2018-02-28
4
J
0
41667
0
A
2015-01-16
2020-01-16
Common Stock
41667
41667
I
By JNS Holdings Group LLC
Series E Warrants
4.50
2018-02-28
4
J
0
10574
0
A
2015-01-16
2020-10-08
Common Stock
10574
10574
I
By JNS Holdings Group LLC
Series E-1 Warrants
15.00
2018-02-28
4
J
0
31093
0
A
2015-03-09
2020-10-08
Common Stock
31093
31093
I
By JNS Holdings Group LLC
Series F Warrants
7.20
2018-02-28
4
J
0
49167
0
A
2015-01-16
2021-08-11
Common Stock
49167
49167
I
By JNS Holdings Group LLC
Securities received from pro rata distribution in connection with the dissolution of American Capital Management LLC, of which the reporting person was a non-managing member.
/s/ Joshua Silverman
2018-03-02