0001144204-18-012627.txt : 20180302 0001144204-18-012627.hdr.sgml : 20180302 20180302175424 ACCESSION NUMBER: 0001144204-18-012627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Joshua CENTRAL INDEX KEY: 0001524858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37939 FILM NUMBER: 18663678 MAIL ADDRESS: STREET 1: IROQUOIS CAPITAL MANAGEMENT LLC STREET 2: 205 EAST 42ND ST - 20TH FL. CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TAPIMMUNE INC. CENTRAL INDEX KEY: 0001094038 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 880277072 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 WEST FORSYTH STREET STREET 2: SUITE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: (904) 516-5436 MAIL ADDRESS: STREET 1: 5 WEST FORSYTH STREET STREET 2: SUITE 200 CITY: JACKSONVILLE STATE: FL ZIP: 32202 FORMER COMPANY: FORMER CONFORMED NAME: TAPIMMUNE INC DATE OF NAME CHANGE: 20070628 FORMER COMPANY: FORMER CONFORMED NAME: GENEMAX CORP DATE OF NAME CHANGE: 20020718 FORMER COMPANY: FORMER CONFORMED NAME: EDUVERSE COM DATE OF NAME CHANGE: 19990827 4 1 tv487621_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-28 0 0001094038 TAPIMMUNE INC. TPIV 0001524858 Silverman Joshua C/O PARKFIELD FUNDING LLC 205 EAST 42ND ST - 20TH FL. NEW YORK NY 10017 1 0 0 0 Common Stock 2018-02-28 4 J 0 153333 0 A 153333 I By JNS Holdings Group LLC Series A Warrants 1.20 2018-02-28 4 J 0 41667 0 A 2015-01-16 2020-01-16 Common Stock 41667 41667 I By JNS Holdings Group LLC Series C Warrants 6.00 2018-02-28 4 J 0 44000 0 A 2015-01-16 2020-01-16 Common Stock 44000 44000 I By JNS Holdings Group LLC Series D Warrants 9.00 2018-02-28 4 J 0 41667 0 A 2015-01-16 2020-01-16 Common Stock 41667 41667 I By JNS Holdings Group LLC Series E Warrants 4.50 2018-02-28 4 J 0 10574 0 A 2015-01-16 2020-10-08 Common Stock 10574 10574 I By JNS Holdings Group LLC Series E-1 Warrants 15.00 2018-02-28 4 J 0 31093 0 A 2015-03-09 2020-10-08 Common Stock 31093 31093 I By JNS Holdings Group LLC Series F Warrants 7.20 2018-02-28 4 J 0 49167 0 A 2015-01-16 2021-08-11 Common Stock 49167 49167 I By JNS Holdings Group LLC Securities received from pro rata distribution in connection with the dissolution of American Capital Management LLC, of which the reporting person was a non-managing member. /s/ Joshua Silverman 2018-03-02