0000109380-21-000194.txt : 20210507 0000109380-21-000194.hdr.sgml : 20210507 20210507113030 ACCESSION NUMBER: 0000109380-21-000194 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20210507 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ CENTRAL INDEX KEY: 0000109380 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 870227400 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12307 FILM NUMBER: 21901094 BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: 11TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 BUSINESS PHONE: 8018447637 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: 11TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS BANCORPORATION /UT/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS UTAH BANCORPORATION DATE OF NAME CHANGE: 19870615 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS FIRST NATIONAL INVESTMENT CO DATE OF NAME CHANGE: 19660921 8-K 1 zions-20210507.htm 8-K zions-20210507
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 7, 2021
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
(Exact name of registrant as specified in its charter)

United States of America001-1230787-0189025
(State or other jurisdiction of incorporation)(Commission File Number)(I.R.S. Employer Identification No.)
One South Main,Salt Lake City,Utah84133
        (Address of principal executive offices)(Zip Code)
Registrant's telephone number, including area code (801) 844-7637
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading SymbolName of Each Exchange on Which Registered
Common Stock, par value $0.001
ZIONThe NASDAQ Stock Market, LLC
Depositary Shares each representing a 1/40th ownership interest in a share of:
Series A Floating-Rate Non-Cumulative Perpetual Preferred Stock
ZIONP
The NASDAQ Stock Market, LLC
Series G Fixed/Floating-Rate Non-Cumulative Perpetual Preferred Stock
ZIONO
The NASDAQ Stock Market, LLC
Series H 5.75% Non-Cumulative Perpetual Preferred Stock
ZIONN
The NASDAQ Stock Market, LLC
6.95% Fixed-to-Floating Rate Subordinated Notes due September 15, 2028
ZIONL
The NASDAQ Stock Market, LLC
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange act. ¨





Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b)    On May 7. 2021, Zions Bancorporation, N.A. (the “Bank”) announced that Alexander Hume resigned his position as senior vice president and corporate controller to pursue other interests. Mr. Hume’s last day of employment with the Bank will be May 14, 2021.

(c)    Also on May 7, 2021, the Bank announced that R. Ryan Richards, 44, has been appointed to succeed Mr. Hume as the Bank’s senior vice president and corporate controller. From December 2019 to April 2021, Mr. Richards served in various capacities with Truist Financial Corporation in Charlotte, North Carolina, including chief accounting officer and director of investor relations. He held positions with SunTrust Banks, Inc. in Atlanta, Georgia, including chief accounting officer and corporate controller, from August 2014 to December 2019.

There is no arrangement or understanding between Mr. Richards and any other person under which he was selected to succeed Mr. Hume. He does not have any family relationships with any director, executive officer or person nominated or serving as a director or executive officer of the Bank. Other than his employment relationship, Mr. Richards does not have a direct or indirect material interest in any reportable transaction in which the Bank is a participant. Information about the Bank’s executive compensation, incentive plans, and benefits can be found in the Bank’s Proxy Statement filed with the Securities and Exchange Commission on March 18, 2021.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 7, 2021ZIONS BANCORPORATION, NATIONAL ASSOCIATION
(Registrant)
By:/s/ Thomas E. Laursen
Name:Thomas E. Laursen
Title:Executive Vice President & General Counsel

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Entity Incorporation, State or Country Code X1
Entity File Number 001-12307
Entity Tax Identification Number 87-0189025
Entity Address, Address Line One One South Main,
Entity Address, City or Town Salt Lake City,
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Entity Address, Postal Zip Code 84133
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Security Exchange Name NASDAQ
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Trading Symbol ZION
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Document Information [Line Items]  
Title of 12(b) Security Series A Floating-Rate Non-Cumulative Perpetual Preferred Stock
Trading Symbol ZIONP
Security Exchange Name NASDAQ
Title of 12(b) Security Series A Floating-Rate Non-Cumulative Perpetual Preferred Stock
Trading Symbol ZIONP
Series G Fixed/Floating-Rate Non-Cumulative Perpetual Preferred Stock [Member] | NASDAQ - ALL MARKETS [Member]  
Document Information [Line Items]  
Title of 12(b) Security Series G Fixed/Floating-Rate Non-Cumulative Perpetual Preferred Stock
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Security Exchange Name NASDAQ
Title of 12(b) Security Series G Fixed/Floating-Rate Non-Cumulative Perpetual Preferred Stock
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Title of 12(b) Security Series H 5.75% Non-Cumulative Perpetual Preferred Stock
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Document Information [Line Items]  
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Trading Symbol ZIONL
Security Exchange Name NASDAQ
Title of 12(b) Security 6.95% Fixed-to-Floating Rate Subordinated Notes due September 15, 2028
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