-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9R5Ld3uNK+sHnUPM/cdSiAILMqQuTwwL6HcqeovuwGns5k8cnS1ZjM4Z+61mcot 9IXyoVao1hZykJaK4mDFCg== 0000109380-03-000072.txt : 20030430 0000109380-03-000072.hdr.sgml : 20030430 20030429175027 ACCESSION NUMBER: 0000109380-03-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030429 FILED AS OF DATE: 20030430 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HEMINGWAY W DAVID CENTRAL INDEX KEY: 0001184836 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET 2: SUITE 1134 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 8015244787 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZIONS BANCORPORATION /UT/ CENTRAL INDEX KEY: 0000109380 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 870227400 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12307 FILM NUMBER: 03670461 BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 8015244787 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS FIRST NATIONAL INVESTMENT CO DATE OF NAME CHANGE: 19660921 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS UTAH BANCORPORATION DATE OF NAME CHANGE: 19870615 4 1 form4-hemingway042903.txt DAVID HEMINGWAY, 4/29/03 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting 2. Issuer Name and 3. IRS or Social 4. Statement 5. If Amendment, Person Ticker or Trading Security for Date of Symbol Number of Month/Year Original Reporting Person (Month/Year) (Voluntary) Hemingway, W. David Zions Bancorporation 04-29-2003 One South Main Street, Suite 1134 (ZION) Salt Lake City, UT 84111 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ]Director [ ]10% Owner [X]Officer (give title below) [ ]Other (specify below) Exec. Vice President 7. Individual or Joint/Group Reporting [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially owned 1. Title of 2. Trans- 3. Trans- 4. Securities aquired (A) 5. Amount of 6. Owner- 7. Nature of Indirect Security action action or Disposed of (D) Securities Ship Beneficial Ownership (Instr. 3) Date Code (Instr. 3, 4 and 5) Beneficially Form: (Instr. 4) (Instr. Owned at Direct (Month/ 8) (A) End of Month (D) or Day/ or (Instr. 3 Indirect Year) Code V Amount (D) Price and 4) (I) Common Stock 80,660 D Common Stock 26,135.76(a) A I By 401(k) Plan Common Stock 2,209.7474(b) A 66,670.8174 I By 401(k) Plan Common Stock 26,135.76(a) D None I By Employee Stock Savings Plan Common Stock 951.728 I Custodian for Minor Children Table II - Derivative Securities Acquired, Disposed of, or Beneficially owned (e.g., puts, calls, warrants, options, convertable securities) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Con- Trans- Trans- Number of Date exer- Title and Amount Price Number Owner- Nature Derivative version action action Derivative cisable and of Underlying of of Ship of Security or Date Code Securities Expiration Securities Deriv- Deriv- Form Indirect (Instr. 3) Exercise (Instr. Acquired (A) Date (Instr. 3 and 4) ative ative of Bene- Price of 8) or Disposed (Month/ Secu- Secu- Deriv- ficial Deriv- of (D) Day/Year) rity rities ative Owner- ative (Instr. 3, (Instr. Bene- Secu- ship Security 4 and 5) 5) fically rity: (Instr. Owned Direct 4) at end (D) or ( Amount of Indi- Month/ C Date Expi- or Month rect Day/ O Exer- ra- Number (Instr. (I) Year D cis- tion of 4) (Instr. ) E V (A) (D) able Date Title Shares 4) Phantom Stock 03-31 A V 1,891.5 Common Stock 1,891.59 1,891.5 D -2003 91 91 (d) (e) (f) (f) (g) Stock Option (right $48.02 04-25 A 7,200 04-24 Common Stock 7,200 141,500 D to buy) -2003 -2010 (h) (h)
Explanation of responses: a. Shares transferred from terminated stock savings plan to 401(k) plan. No new acquisition of shares. b. During the calendar year ended December 31, 2002, the reporting person acquired the shares indicated under the company's 401(k) Plan at prices ranging from $34.45 to $59.40 per share. c. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. d. Each phantom stock unit represents one share of the company's Common Stock. e. The phantom stock units were issued on various dates during the calendar quarter ended on the date indicated. f. Phantom stock units are paid out in cash upon the earlier of death, retirement or termination of employment. g. The phantom stock units were issued at a range of $39.94 to $44.46 per unit during the calendar year indicated. h. Options granted under the Zions Bancorporation Key Employeee Incentive Stock Option Plan. Options vest 33% per year for 3 years. Signature of Reporting Person: /s/Clark B. Hinckley -------------------------------------------------- as Attorney In Fact for W. David Hemingway -----END PRIVACY-ENHANCED MESSAGE-----